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T•• A•••• B••••• F•••••• M••••••••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

T•• A•••• B••••• F•••••• M••••••••• C•••••• L••

CRD 332802

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:33c84258-83c8-63f5-9f10-24fad6501052

Data as of May 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 1
On other graphs: 0
Observed: Sep 6, 2024 to May 5, 2026
6 observations

Across DFX

owners resolved from Schedule A/B to their own records, measured by hand

Private Equityowner

T•• A•••• M••••••••• C•••••• L••

owned by this firm per Schedule A, named with its CRD in Item 7.A · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=67.0
Regulatory AUM: $425MItem 5.F on the latest filing (2026-05-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $425M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• A•••••• J•••	EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, AND SECRETARY	Na	yes	09/2024	Sep 6, 2024	Oct 10, 2024
C•••••• A••••••••• C••••	Shareholder	E	yes	02/2013	Sep 6, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•• A•••• M••••••••• C•••••• L••	n/a	Other adviser	$81B	Y	yes	n/a
M••••••••• W••• A•••• M••••••••• L••	n/a	Asset manager	$79B	N	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	4	no
London	n/a	United Kingdom	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$425M	$0	n/a	n/a	n/a	315	321	1	1

Relationships

Affiliated with (6)

→ M••••••••• W••• A•••• M••••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
→ T•• A•••• M••••••••• C•••••• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ T•• I••••••••• M••••••••• C•••••• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ B••••••• S••••• P•••••••• L•••

Dated events

Occurred
Sep 6, 2024
First Form ADV filing
T•• A•••• B••••• F•••••• M••••••••• C•••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33c84258-83c8-63f5-9f10-24fad6501052
First observed: Sep 6, 2024
Last observed: May 5, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (14)

← T•• A•••• M••••••••• C•••••• L••OwnerMEMBER, ownership code E, domestic entity
Sep 6, 2024 to Oct 10, 2024factForm ADV
← B•••••• A•••••• J•••OwnerEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, AND SECRETARY, ownership code NA, individual
Sep 6, 2024 to Oct 10, 2024factForm ADV
← K•••• K••••••• A••••OwnerPRESIDENT AND CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Sep 6, 2024 to Oct 10, 2024factForm ADV
← S•••••• M••••••• L•••OwnerEXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER, ownership code NA, individual
Sep 6, 2024 to Oct 10, 2024factForm ADV
← R•••• D••••• M•••• P••••••••OwnerBOARD MEMBER, MANAGING DIRECTOR, ownership code NA, individual
Sep 6, 2024 to Oct 10, 2024factForm ADV
← X•••••• G•••••OwnerGLOBAL CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 6, 2024 to Oct 10, 2024factForm ADV
← V••••• R••••••• M•••••OwnerBOARD MEMBER, EXECUTIVE VICE PRESIDENT, AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
Sep 6, 2024 to Oct 10, 2024factForm ADV
← C•••••• A••••••••• C••••OwnerSHAREHOLDER, ownership code E, domestic entity
Sep 6, 2024 to Oct 10, 2024factForm ADV
← C•••••• G•• L•••••OwnerGENERAL PARTNER, ownership code F, domestic entity
Sep 6, 2024 to Oct 10, 2024factForm ADV
← C•••••• H••••••• L•••OwnerSHAREHOLDER, ownership code E, domestic entity
Sep 6, 2024 to Oct 10, 2024factForm ADV
← C•••••• I••••••••• C••••OwnerSHAREHOLDER, ownership code E, domestic entity
Sep 6, 2024 to Oct 10, 2024factForm ADV
← N••••• L••• A•••••••• I•••OwnerSHAREHOLDER, ownership code C, domestic entity
Sep 6, 2024 to Oct 10, 2024factForm ADV
← N••••• L••• I•••••••• C••••••OwnerSHAREHOLDER, ownership code E, foreign entity
Sep 6, 2024 to Oct 10, 2024factForm ADV
← T•• T•• G••••• I•••OwnerSHAREHOLDER, ownership code E, domestic entity
Sep 6, 2024 to Oct 10, 2024factForm ADV