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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

TCW PT MANAGEMENT COMPANY LLC

CRD 333068

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:b98f5974-0ecb-20d3-2281-1b82f963bcee

Data as of May 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 2
On other graphs: 2
Observed: Oct 25, 2024 to May 5, 2026
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand; an owner is a different entity, resolved from Schedule A/B

Private Equityidentity

TCW PT Management Company LLC

Private equity manager · shared crd

Independent Sponsorsidentity

TCW PT Management Company LLC

Capital provider to sponsors · shared crd

Private Equityowner

TCW Asset Management Company LLC

owned by this firm per Schedule A, named with its CRD in Item 7.A · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=68.0
Regulatory AUM: $2.7BItem 5.F on the latest filing (2026-05-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.7B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 344
Advisory employees: 38
Offices: 5Schedule D 1.F, beyond the principal office
Accounts: 5
Private funds: 2Schedule D 7.B(1)
SEC number: 801-131519
CRD: 333068
Filings on the tape: 7
First filed: Oct 25, 2024
Latest filed: May 5, 2026
Organised: Limited Liability Company, DE
Website: tcw.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
TCW STEEL CITY PERPETUAL LEVERED FUND LP	Hedge Fund	$0	Nov 8, 2024	0	Oct 25, 2024	reported	n/a
TCW STEEL CITY UNLEVERED PRIVATE FUND LP	Hedge Fund	$0	Nov 8, 2024	0	Oct 25, 2024	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOWDEN, ANDREW, JOHN	EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, AND SECRETARY	Na	yes	10/2024	Oct 25, 2024	Nov 8, 2024
CLIPPER ACQUISITIONS CORP.	Shareholder	E	yes	02/2013	Oct 25, 2024	Nov 8, 2024
CLIPPER GP, L.L.C.	GENERAL PARTNER	F	yes	07/2012	Oct 25, 2024	Nov 8, 2024
CLIPPER HOLDING, L.P.	Shareholder	E	yes	07/2012	Oct 25, 2024	Nov 8, 2024
CLIPPER INTERMEDIATE CORP.	Shareholder	E	yes	07/2012	Oct 25, 2024	Nov 8, 2024
KOCH, KATHRYN, AGNES	PRESIDENT, CHIEF EXECUTIVE OFFICER	Na	yes	10/2024	Oct 25, 2024	Nov 8, 2024
MILLER, RICHARD, TODD	BOARD MEMBER, GROUP MANAGING DIRECTOR	Na	yes	10/2024	Oct 25, 2024	Nov 8, 2024
NIPPON LIFE AMERICAS, INC.	Shareholder	C	yes	12/2017	Oct 25, 2024	Nov 8, 2024
NIPPON LIFE INSURANCE COMPANY	Shareholder	E	yes	04/2013	Oct 25, 2024	Nov 8, 2024
STOLFI, MELISSA, LYNN	EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER	Na	yes	10/2024	Oct 25, 2024	Nov 8, 2024
TCW ASSET MANAGEMENT COMPANY LLC	Member	E	yes	10/2024	Oct 25, 2024	Nov 8, 2024
THE TCW GROUP, INC.	Shareholder	E	yes	05/1970	Oct 25, 2024	Nov 8, 2024
VILLA, RICHARD, MANUEL	BOARD MEMBER, EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER	Na	yes	10/2024	Oct 25, 2024	Nov 8, 2024
WANG, DAVID, CHIH-WEN	BOARD MEMBER, MANAGING DIRECTOR	Na	yes	10/2024	Oct 25, 2024	Nov 8, 2024
XIQUES, GLADYS	GLOBAL CHIEF COMPLIANCE OFFICER	Na	yes	10/2024	Oct 25, 2024	Nov 8, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TCW ASSET MANAGEMENT COMPANY LLC	n/a	Other adviser	$81B	Y	yes	n/a
METROPOLITAN WEST ASSET MANAGEMENT LLC	n/a	Asset manager	$79B	N	yes	n/a
TCW INVESTMENT MANAGEMENT COMPANY LLC	n/a	Asset manager	$39B	N	yes	n/a
TCW ASSET BACKED FINANCE MANAGEMENT COMPANY LLC	n/a	Asset manager	$425M	N	yes	n/a
SEPULVEDA MANAGEMENT LLC	n/a	Asset manager	$355M	N	yes	n/a
BF IV ADVISORS, LP	n/a	n/a	n/a	N	yes	n/a
BF V ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a
BF VI ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a
BUCHANAN INVESTMENT ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a
BUCHANAN STREET PARTNERS, L.P.	n/a	n/a	n/a	N	yes	n/a
NB REAL PROPERTY	n/a	n/a	n/a	N	yes	n/a
P.T. BAHANA TCW INVESTMENT MANAGEMENT	n/a	n/a	n/a	N	yes	n/a
SEPULVEDA GP LLC	n/a	n/a	n/a	N	yes	n/a
TCW ASIA LIMITED	n/a	n/a	n/a	N	yes	n/a
TCW ASSET MANAGEMENT (DIFC) LIMITED	n/a	n/a	n/a	N	yes	n/a
TCW ASSET MANAGEMENT COMPANY INTERNATIONAL LIMITED	n/a	n/a	n/a	N	yes	n/a
TCW AUSTRALIA PTY LTD	n/a	n/a	n/a	N	yes	n/a
TCW DLPF8 GP LLC	n/a	n/a	n/a	N	yes	n/a
TCW EUROPE LIMITED	n/a	n/a	n/a	N	yes	n/a
TCW FUNDS DISTRIBUTORS LLC	n/a	n/a	n/a	N	yes	n/a
TCW ITALY SIM S.P.A.	n/a	n/a	n/a	N	yes	n/a
TCW JAPAN, LTD.	n/a	n/a	n/a	N	yes	n/a
TCW LAMA GP LLC	n/a	n/a	n/a	N	yes	n/a
TCW MARKET NEUTRAL GP, LLC	n/a	n/a	n/a	N	yes	n/a
TCW MOF III GP, LLC	n/a	n/a	n/a	N	yes	n/a
TCW PRIVATE FUNDS MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a
TCW RESCUE FINANCING GP LLC	n/a	n/a	n/a	N	yes	n/a
TCW RESCUE FINANCING II GP LLC	n/a	n/a	n/a	N	yes	n/a
TCW SINGAPORE ASSET MANAGEMENT PTE. LTD.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	13	no
Boston	Ma	United States	6	no
Chicago	IL	United States	1	no
n/a	n/a	n/a	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$2.7B	$2.7B	344	38	5	2	n/a
2024	Mar 28, 2025	$771M	$771M	353	38	3	2	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.7B	$771M	250.0%	n/a	n/a	344	353	5	3

Relationships

Affiliated with (5)

→ METROPOLITAN WEST ASSET MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ TCW ASSET MANAGEMENT COMPANY LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ TCW INVESTMENT MANAGEMENT COMPANY LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ SEPULVEDA MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ TCW ASSET BACKED FINANCE MANAGEMENT COMPANY LLCRegistered adviserother investment adviser, common control
factForm ADV

Advises (2)

→ TCW STEEL CITY PERPETUAL LEVERED FUND LPPrivate fundHedge Fund, IA
Oct 25, 2024 to presentfactForm ADV
→ TCW STEEL CITY UNLEVERED PRIVATE FUND LPPrivate fundHedge Fund, IA
Oct 25, 2024 to presentfactForm ADV

Controls (15)

← TCW ASSET MANAGEMENT COMPANY LLCOwnerMEMBER, ownership code E, domestic entity
Oct 25, 2024 to Nov 8, 2024factForm ADV
← MILLER, RICHARD, TODDOwnerBOARD MEMBER, GROUP MANAGING DIRECTOR, ownership code NA, individual
Oct 25, 2024 to Nov 8, 2024factForm ADV
← BOWDEN, ANDREW, JOHNOwnerEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, AND SECRETARY, ownership code NA, individual
Oct 25, 2024 to Nov 8, 2024factForm ADV
← WANG, DAVID, CHIH-WENOwnerBOARD MEMBER, MANAGING DIRECTOR, ownership code NA, individual
Oct 25, 2024 to Nov 8, 2024factForm ADV
← KOCH, KATHRYN, AGNESOwnerPRESIDENT, CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Oct 25, 2024 to Nov 8, 2024factForm ADV
← STOLFI, MELISSA, LYNNOwnerEXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER, ownership code NA, individual
Oct 25, 2024 to Nov 8, 2024factForm ADV
← XIQUES, GLADYSOwnerGLOBAL CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 25, 2024 to Nov 8, 2024factForm ADV
← VILLA, RICHARD, MANUELOwnerBOARD MEMBER, EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, ownership code NA, individual
Oct 25, 2024 to Nov 8, 2024factForm ADV
← CLIPPER ACQUISITIONS CORP.OwnerSHAREHOLDER, ownership code E, domestic entity
Oct 25, 2024 to Nov 8, 2024factForm ADV
← CLIPPER GP, L.L.C.OwnerGENERAL PARTNER, ownership code F, domestic entity
Oct 25, 2024 to Nov 8, 2024factForm ADV
← CLIPPER HOLDING, L.P.OwnerSHAREHOLDER, ownership code E, domestic entity
Oct 25, 2024 to Nov 8, 2024factForm ADV
← CLIPPER INTERMEDIATE CORP.OwnerSHAREHOLDER, ownership code E, domestic entity
Oct 25, 2024 to Nov 8, 2024factForm ADV
← NIPPON LIFE AMERICAS, INC.OwnerSHAREHOLDER, ownership code C, domestic entity
Oct 25, 2024 to Nov 8, 2024factForm ADV
← NIPPON LIFE INSURANCE COMPANYOwnerSHAREHOLDER, ownership code E, foreign entity
Oct 25, 2024 to Nov 8, 2024factForm ADV
← THE TCW GROUP, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Oct 25, 2024 to Nov 8, 2024factForm ADV

Dated events

Occurred
Mar 27, 2026
Regulatory AUM changed
Tcw Pt Management Company Llc reported RAUM $2.7B, up 250% from $770.9M (2025-08-04 to 2026-03-27)
Form ADVobserved 5 days ago
$1.9B
Occurred
Oct 25, 2024
First Form ADV filing
Tcw Pt Management Company Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b98f5974-0ecb-20d3-2281-1b82f963bcee
First observed: Oct 25, 2024
Last observed: May 5, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TCW PT MANAGEMENT COMPANY LLC

CRD 333068

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b98f5974-0ecb-20d3-2281-1b82f963bcee

Data as of May 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:14 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

TCW STEEL CITY PERPETUAL LEVERED FUND LP

Hedge Fund

Nov 8, 2024

Oct 25, 2024

reported

n/a

TCW STEEL CITY UNLEVERED PRIVATE FUND LP

Hedge Fund

Nov 8, 2024

Oct 25, 2024

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOWDEN, ANDREW, JOHN

EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, AND SECRETARY

yes

10/2024

Oct 25, 2024

Nov 8, 2024

CLIPPER ACQUISITIONS CORP.

Shareholder

yes

02/2013

Oct 25, 2024

Nov 8, 2024

CLIPPER GP, L.L.C.

GENERAL PARTNER

yes

07/2012

Oct 25, 2024

Nov 8, 2024

CLIPPER HOLDING, L.P.

Shareholder

yes

07/2012

Oct 25, 2024

Nov 8, 2024

CLIPPER INTERMEDIATE CORP.

Shareholder

yes

07/2012

Oct 25, 2024

Nov 8, 2024

KOCH, KATHRYN, AGNES

PRESIDENT, CHIEF EXECUTIVE OFFICER

yes

10/2024

Oct 25, 2024

Nov 8, 2024

MILLER, RICHARD, TODD

BOARD MEMBER, GROUP MANAGING DIRECTOR

yes

10/2024

Oct 25, 2024

Nov 8, 2024

NIPPON LIFE AMERICAS, INC.

Shareholder

yes

12/2017

Oct 25, 2024

Nov 8, 2024

NIPPON LIFE INSURANCE COMPANY

Shareholder

yes

04/2013

Oct 25, 2024

Nov 8, 2024

STOLFI, MELISSA, LYNN

EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER

yes

10/2024

Oct 25, 2024

Nov 8, 2024

TCW ASSET MANAGEMENT COMPANY LLC

Member

yes

10/2024

Oct 25, 2024

Nov 8, 2024

THE TCW GROUP, INC.

Shareholder

yes

05/1970

Oct 25, 2024

Nov 8, 2024

VILLA, RICHARD, MANUEL

BOARD MEMBER, EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER

yes

10/2024

Oct 25, 2024

Nov 8, 2024

WANG, DAVID, CHIH-WEN

BOARD MEMBER, MANAGING DIRECTOR

yes

10/2024

Oct 25, 2024

Nov 8, 2024

XIQUES, GLADYS

GLOBAL CHIEF COMPLIANCE OFFICER

yes

10/2024

Oct 25, 2024

Nov 8, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TCW ASSET MANAGEMENT COMPANY LLC

n/a

Other adviser

$81B

yes

n/a

METROPOLITAN WEST ASSET MANAGEMENT LLC

n/a

Asset manager

$79B

yes

n/a

TCW INVESTMENT MANAGEMENT COMPANY LLC

n/a

Asset manager

$39B

yes

n/a

TCW ASSET BACKED FINANCE MANAGEMENT COMPANY LLC

n/a

Asset manager

$425M

yes

n/a

SEPULVEDA MANAGEMENT LLC

n/a

Asset manager

$355M

yes

n/a

BF IV ADVISORS, LP

n/a

yes

n/a

BF V ADVISORS, LLC

n/a

yes

n/a

BF VI ADVISORS, LLC

n/a

yes

n/a

BUCHANAN INVESTMENT ADVISORS, LLC

n/a

yes

n/a

BUCHANAN STREET PARTNERS, L.P.

n/a

yes

n/a

NB REAL PROPERTY

n/a

yes

n/a

P.T. BAHANA TCW INVESTMENT MANAGEMENT

n/a

yes

n/a

SEPULVEDA GP LLC

n/a

yes

n/a

TCW ASIA LIMITED

n/a

yes

n/a

TCW ASSET MANAGEMENT (DIFC) LIMITED

n/a

yes

n/a

TCW ASSET MANAGEMENT COMPANY INTERNATIONAL LIMITED

n/a

yes

n/a

TCW AUSTRALIA PTY LTD

n/a

yes

n/a

TCW DLPF8 GP LLC

n/a

yes

n/a

TCW EUROPE LIMITED

n/a

yes

n/a

TCW FUNDS DISTRIBUTORS LLC

n/a

yes

n/a

TCW ITALY SIM S.P.A.

n/a

yes

n/a

TCW JAPAN, LTD.

n/a

yes

n/a

TCW LAMA GP LLC

n/a

yes

n/a

TCW MARKET NEUTRAL GP, LLC

n/a

yes

n/a

TCW MOF III GP, LLC

n/a

yes

n/a

TCW PRIVATE FUNDS MANAGEMENT LLC

n/a

yes

n/a

TCW RESCUE FINANCING GP LLC

n/a

yes

n/a

TCW RESCUE FINANCING II GP LLC

n/a

yes

n/a

TCW SINGAPORE ASSET MANAGEMENT PTE. LTD.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

Boston

United States

Chicago

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$2.7B

344

n/a

2024

Mar 28, 2025

$771M

353

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.7B

$771M

250.0%

n/a

344

353