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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Steven Turner

Advisor at EMPOWER ADVISORY GROUP, LLC

GREENWOOD VILLAGE, CO | Westborough, MA

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Search this name across graphsid dfx:ria:33ca8b28-a05d-2730-dce7-281491295c8a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 28, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPOWER ADVISORY GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 30, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65|S66
First exam: Jan 30, 2004
First registration: Jan 28, 2005
Dual registered: yes, broker-dealer
Other names: Steve Turner|Steven Mark Turner
IAPD individual key: 1969883

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	May 1, 2026	n/a	yes	GREENWOOD VILLAGE, CO\|Westborough, MA	Current employment
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	May 27, 2025	Feb 4, 2026	no	PHOENIX, AZ\|HALLOWELL, ME	Previous registration
AMERITAS ADVISORY SERVICES, LLC	Bd affiliated wealth	Dec 21, 2023	Apr 10, 2025	no	Eliot, ME\|Chelsea, ME\|Bangor, ME	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Oct 23, 2009	Dec 20, 2011	no	BURLINGTON, MA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Oct 23, 2009	Dec 20, 2011	no	Burlington, MA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jan 28, 2005	Sep 1, 2009	no	BOSTON, MA\|ALLSTON, MA\|BOSTON, MA\|BOSTON, MA\|BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FOUNDATIONS INVESTMENT ADVISORS LLC	EMPOWER ADVISORY GROUP, LLC	Feb 4, 2026	May 1, 2026	86	Firm change	RIA to ibd
AMERITAS ADVISORY SERVICES, LLC	FOUNDATIONS INVESTMENT ADVISORS LLC	Apr 10, 2025	May 27, 2025	47	Firm change	Ibd to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 20, 2011	Oct 23, 2009	-788	Channel change	Other
TD AMERITRADE, INC.	AMERITAS ADVISORY SERVICES, LLC	Dec 20, 2011	Dec 21, 2023	4,384	Firm change after gap	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Sep 1, 2009	Oct 23, 2009	52	Firm change	Other

Relationships

Registered with (6)

→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: current employment
May 1, 2026 to presentfactForm ADV
→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
May 27, 2025 to Feb 4, 2026factForm ADV
→ AMERITAS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Dec 21, 2023 to Apr 10, 2025factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 23, 2009 to Dec 20, 2011factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Oct 23, 2009 to Dec 20, 2011factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 28, 2005 to Sep 1, 2009factForm ADV

Dated events

Occurred
Feb 4, 2026
Advisor changed firm
Steven Turner left Foundations Investment Advisors Llc for Empower Advisory Group, Llc (registered 2026-05-01)
Form ADVobserved 6 days ago
Occurred
Apr 10, 2025
Advisor changed firm
Steven Turner left Ameritas Advisory Services, Llc for Foundations Investment Advisors Llc (registered 2025-05-27)
Form ADVobserved 6 days ago