DFX Intelligence

F•••••••• F••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

F•••••••• F••••••••

F•••••••• F••••••••, INC., CRD 111044

SATELLITE BEACH, FL

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Search this name across graphsid dfx:ria:33cf3358-5008-b51b-a693-223eed4a7318

Data as of Mar 28, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 6
On other graphs: 0
Observed: Mar 1, 2012 to Mar 28, 2024
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 16
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• H••••••• L••	SOLE SHAREHOLDER	E	yes	01/2016	Jan 22, 2016	Mar 28, 2024
C•••••••• L••••• K•••••••	SOLE SHAREHOLDER	E	yes	01/2016	Mar 11, 2015	Mar 28, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Orlando	FL	United States	4	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$0	$372M	-100.0%	$349M	n/a	16	16	1	1

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
S••••• W••••• M•••••••••	3	Jul 1, 2024	May 28, 2024	SATELLITE BEACH, FL	Firm absorbed	Other	100.0%

Relationships

Controls (2)

← C•••••••• L••••• K•••••••OwnerSOLE SHAREHOLDER, ownership code E, individual
Mar 11, 2015 to presentfactForm ADV
← C••••••• H••••••• L••OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Jan 22, 2016 to presentfactForm ADV

Registered with (9)

← L•••• K••••••• C•••••••Advisorregistration: previous registration
Jun 10, 2009 to Jul 1, 2024factForm ADV
← ROBERT MICHAEL DEVRIES

Dated events

Occurred
Jul 1, 2024
Firm absorbed
F•••••••• F••••••••'s advisors moved to S••••• W••••• M••••••••• (Satellite Beach, FL): 3 of 3 registered, on the same day
Form ADVobserved 7 days ago
3 advisors
Occurred
Jul 1, 2024
Advisor changed firm
Robert Michael Devries left F•••••••• F•••••••• for S••••• W••••• M••••••••• (registered 2024-03-10)
Form ADVobserved 7 days ago
Occurred
Jul 1, 2024
Advisor changed firm
James Brent Ostrander left F•••••••• F•••••••• for S••••• W••••• M••••••••• (registered 2024-03-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33cf3358-5008-b51b-a693-223eed4a7318
First observed: Mar 1, 2012
Last observed: Mar 28, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.