DFX Intelligence

J••• E• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

J••• E• R•••••••

Advisor at F•••• P••••••• W•••••• L••

Chicago, IL

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Search this name across graphsid dfx:ria:7e7c25ff-d842-2f1a-c769-df9718753438

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 29, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 29, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jan 4, 2026	n/a	yes	Chicago, IL	Current employment
N••••••••• A•••• M••••••••• L••	Independent wealth	Aug 20, 2018	Mar 20, 2026	no	STAMFORD, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• A•••• M••••••••• L••	F•••• P••••••• W•••••• L••	Mar 20, 2026	Jan 4, 2026	-75	Bulk transfer	RIA to RIA
F•••••••• F••••••••	N••••••••• A•••• M••••••••• L••	Jan 25, 2017	Aug 20, 2018

Relationships

Registered with (5)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jan 4, 2026 to presentfactForm ADV
→ N••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 20, 2018 to Mar 20, 2026factForm ADV
→ F•••••••• F••••••••Registered adviserregistration: previous registration
Nov 4, 2015 to Jan 25, 2017factForm ADV
→ F••••• M••••• W••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7e7c25ff-d842-2f1a-c769-df9718753438
First observed: May 29, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.