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T••• A•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

T••• A•••• M••••

Advisor at T•• A•••••••• I•••

San Diego, CA | SUMMIT, NJ

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Search this name across graphsid dfx:ria:33d3b424-4383-c7d3-1274-24d4d46a65c8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 28, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• I•••	Bd affiliated wealth	Jan 23, 2025	n/a	yes	San Diego, CA\|SUMMIT, NJ	Current employment
A•••• C••••••	Independent wealth	Jul 27, 2020	Jan 6, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• C••••••	T•• A•••••••• I•••	Jan 6, 2025	Jan 23, 2025	17	Firm change	RIA to ibd
H•••••• T••••••• • K•••• L••	A•••• C••••••	Jul 28, 2020

Relationships

Registered with (3)

→ T•• A•••••••• I•••Registered adviserregistration: current employment
Jan 23, 2025 to presentfactForm ADV
→ A•••• C••••••Registered adviserregistration: previous registration
Jul 27, 2020 to Jan 6, 2025factForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Oct 28, 2019 to Jul 28, 2020factForm ADV

Dated events

Occurred
Jan 6, 2025
Advisor changed firm
T••• A•••• M•••• left A•••• C•••••• for T•• A•••••••• I••• (registered 2025-01-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33d3b424-4383-c7d3-1274-24d4d46a65c8
First observed: Oct 28, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.