DFX Intelligence

M•••••• A••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

M•••••• A••• S••••••

Advisor at D•••••• C••••• G••••• L••

Katy, TX | THE WOODLANDS, TX

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Search this name across graphsid dfx:ria:33d55e05-9a29-192f-553f-8ae419f32c06

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 4, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••• C••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 3, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••• C••••• G••••• L••	Independent wealth	Oct 29, 2021	n/a	yes	THE WOODLANDS, TX\|Katy, TX	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Apr 13, 2016	Oct 26, 2021	no	THE WOODLANDS, TX\|Houston, TX\|Houston, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	D•••••• C••••• G••••• L••	Oct 26, 2021	Oct 29, 2021	3	Firm change	Ibd to RIA
P••• A••••• S••••••••• L••	M•• I•••••••• S•••••••• L••	Mar 23, 2016	Apr 13, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
46173:10409:TX:2016-03-23	Mar 23, 2016	Apr 13, 2016	HOUSTON, TX	Firm change

Relationships

Registered with (5)

→ D•••••• C••••• G••••• L••Registered adviserregistration: current employment
Oct 29, 2021 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 13, 2016 to Oct 26, 2021factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 26, 2011 to Mar 23, 2016factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33d55e05-9a29-192f-553f-8ae419f32c06
First observed: Nov 4, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.