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RIA / WealthAdvisordual registered (broker-dealer)46 years in industry

PRESTON GERARD GALARNEAU

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

North Yarmouth, ME

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Search this name across graphsid dfx:ria:33e03768-52d6-ac64-234d-243e8bf3de3f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 26, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 28, 1980earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Feb 28, 1980
First registration: May 26, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 706356

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Dec 8, 2022	n/a	yes	North Yarmouth, ME	Current employment
CANTELLA & CO., INC.	Former SEC adviser	Jan 11, 2010	Jun 7, 2023	no	PORTLAND, ME\|North Yarmouth, ME\|MALDEN, MA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jan 20, 2010	no	Portland, ME	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 26, 2004	Jun 1, 2009	no	PORTLAND, ME\|PORTLAND, ME	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 26, 2004	Jul 30, 2004	no	PORTLAND, ME	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CANTELLA & CO., INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Jun 7, 2023	Dec 8, 2022	-181	Bulk transfer	Ibd to ibd
MORGAN STANLEY	CANTELLA & CO., INC.	Jan 20, 2010	Jan 11, 2010	-9	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Jul 30, 2004	Jul 26, 2004	-4	Firm change	Other

Relationships

Registered with (5)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Dec 8, 2022 to presentfactForm ADV
→ CANTELLA & CO., INC.Registered adviserregistration: previous registration
Jan 11, 2010 to Jun 7, 2023factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jan 20, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 26, 2004 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 26, 2004 to Jul 30, 2004factForm ADV

Dated events

No dated event names this entity yet.