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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

HAROLD EDWARD JONES

Advisor at PKS ADVISORY SERVICES, LLC

ALBANY, NY | POMPANO BEACH, FL

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Search this name across graphsid dfx:ria:33e7e73b-0103-8a34-718a-f83b1ccaa710

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 26, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PKS ADVISORY SERVICES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 8, 2001
First registration: Oct 26, 2001
Dual registered: yes, broker-dealer
Other names: ED JONES|H EDWARD JONES|HAROLD EDWARD JONES
IAPD individual key: 4438291

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PKS ADVISORY SERVICES, LLC	Independent wealth	Oct 15, 2012	n/a	yes	POMPANO BEACH, FL\|ALBANY, NY	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Apr 9, 2009	Aug 21, 2012	no	POMPANO BEACH, FL	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Sep 18, 2006	Feb 24, 2009	no	PALM BEACH GARDENS, FL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Oct 26, 2001	Sep 20, 2006	no	BOCA RATON, FL\|BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	PKS ADVISORY SERVICES, LLC	Aug 21, 2012	Oct 15, 2012	55	Firm change	Other
AMERIPRISE ADVISOR SERVICES, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Feb 24, 2009	Apr 9, 2009	44	Firm change	Other
RAYMOND JAMES & ASSOCIATES, INC.	AMERIPRISE ADVISOR SERVICES, INC.	Sep 20, 2006	Sep 18, 2006	-2	Firm change	Other

Relationships

Registered with (4)

→ PKS ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Oct 15, 2012 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Apr 9, 2009 to Aug 21, 2012factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Sep 18, 2006 to Feb 24, 2009factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Oct 26, 2001 to Sep 20, 2006factForm ADV

Dated events

No dated event names this entity yet.