This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ALLIANCEBERNSTEIN L.P.

Current firm class

other adviserderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S65|S63

First exam

Apr 5, 2016

First registration

Apr 5, 2016

Dual registered

yes, broker-dealer

Other names

THOMAS ROFFERS

IAPD individual key

6503022

• Occurred

  Aug 31, 2023
  Advisor changed firm

  Thomas Scott Roffers left Creative Planning for Alliancebernstein L.P. (registered 2024-01-10)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:33e8af6a-cf3c-52ce-0bb9-6ee75251fad0

First observed

Apr 5, 2016

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.