RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• S•••• R••••••
- A••••••••• L••• other currentsince Jan 10, 2024 · St. Louis Park, Mn
- C••••••• P••••••• independent RIAApr 1, 2019 to Aug 31, 2023 · Minneapolis, Mn
- S••••• F•••••••• independent RIAApr 5, 2016 to Jul 6, 2017 · Springfield, Il
- C••••••• P••••••• to A••••••••• L•••left Aug 31, 2023, registered Jan 10, 2024 (132 days) · Other
- S••••• F•••••••• to C••••••• P•••••••left Jul 6, 2017, registered Apr 1, 2019 (634 days) · Other
- T••••• S•••• R•••••• left C••••••• P••••••• for A••••••••• L••• (registered 2024-01-10)Aug 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address