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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

POLAR INVESTMENT COUNSEL, INC.

CRD 42847

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:33f0d972-6093-d450-dac3-e03385374da9

Data as of Mar 24, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Apr 20, 2012 to Mar 24, 2014
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $91.6MItem 5.F on the latest filing (2014-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $13.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 18
Advisory employees: 5
Accounts: 276
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $15.0Mgross asset value as reported per fund; never fund size
SEC number: 801-64516
CRD: 42847
Filings on the tape: 6
First filed: Apr 20, 2012
Latest filed: Mar 24, 2014
Organised: Corporation, Wisconsin

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
THE RETZER FUND	Hedge Fund	$15.0M	Mar 24, 2014	60	Aug 16, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ABBOTT, SHERRY LYNN	Shareholder	C	yes	07/2012	Apr 20, 2012	Mar 24, 2014
ABBOTT, SHERRY LYNN	SR VICE PRESIDENT, GP, CHIEF COMPLIANCE OFFICER, CFO	Na	yes	05/2011	Apr 20, 2012	Mar 24, 2014
GLACIER GROUPS INC	Shareholder	E	yes	07/2012	Jul 20, 2012	Mar 24, 2014
JORDAN, MICHAEL CHARLES	Shareholder	C	yes	07/2012	Apr 20, 2012	Mar 24, 2014
JORDAN, MICHAEL CHARLES	PRESIDENT, GP, FINOP, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL	Na	yes	05/1995	Apr 20, 2012	Mar 24, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GRANT KOEHLER & LEVIN LTD.	n/a	Independent wealth	$289M	N	no	n/a
FIRST ASSOCIATED INVESTMENT ADVISORS, INC.	n/a	Asset manager	$93.1M	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Maumelle	Ar	United States	n/a	no
Burlington	Co	United States	n/a	no
Carbondale	IL	United States	n/a	no
ST CHARLES	IL	United States	n/a	no
n/a	n/a	n/a	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Sep 30, 2013	$91.6M	$13.0M	19	6	n/a	1	$15.0M
2012	Aug 16, 2012	$96.2M	$0	n/a	n/a	n/a	1	$13.0M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$91.6M	$96.2M	-4.8%	n/a	n/a	18	n/a	n/a	n/a

Relationships

Affiliated with (2)

→ FIRST ASSOCIATED INVESTMENT ADVISORS, INC.Registered adviserother investment adviser
factForm ADV
→ GRANT KOEHLER & LEVIN LTD.Registered adviserother investment adviser
factForm ADV

Advises (1)

→ THE RETZER FUNDPrivate fundHedge Fund, IA
Aug 16, 2012 to presentfactForm ADV

Controls (3)

← JORDAN, MICHAEL CHARLESOwnerSHAREHOLDER, ownership code C, individual
Apr 20, 2012 to presentfactForm ADV
← ABBOTT, SHERRY LYNNOwnerSHAREHOLDER, ownership code C, individual
Apr 20, 2012 to presentfactForm ADV
← GLACIER GROUPS INCOwnerSHAREHOLDER, ownership code E, domestic entity
Jul 20, 2012 to presentfactForm ADV

Registered with (1)

← PATRICK JOHN RETZERAdvisorregistration: previous registration
Dec 12, 2011 to Sep 26, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33f0d972-6093-d450-dac3-e03385374da9
First observed: Apr 20, 2012
Last observed: Mar 24, 2014 152 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

POLAR INVESTMENT COUNSEL, INC.

CRD 42847

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:33f0d972-6093-d450-dac3-e03385374da9

Data as of Mar 24, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:56 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

THE RETZER FUND

Hedge Fund

$15.0M

Mar 24, 2014

Aug 16, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ABBOTT, SHERRY LYNN

Shareholder

yes

07/2012

Apr 20, 2012

Mar 24, 2014

ABBOTT, SHERRY LYNN

SR VICE PRESIDENT, GP, CHIEF COMPLIANCE OFFICER, CFO

yes

05/2011

Apr 20, 2012

Mar 24, 2014

GLACIER GROUPS INC

Shareholder

yes

07/2012

Jul 20, 2012

Mar 24, 2014

JORDAN, MICHAEL CHARLES

Shareholder

yes

07/2012

Apr 20, 2012

Mar 24, 2014

JORDAN, MICHAEL CHARLES

PRESIDENT, GP, FINOP, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL

yes

05/1995

Apr 20, 2012

Mar 24, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GRANT KOEHLER & LEVIN LTD.

n/a

Independent wealth

$289M

n/a

FIRST ASSOCIATED INVESTMENT ADVISORS, INC.

n/a

Asset manager

$93.1M

n/a

City

State

Country

Employees

Also broker-dealer

Maumelle

United States

n/a

Burlington

United States

n/a

Carbondale

United States

n/a

ST CHARLES

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Sep 30, 2013

$91.6M

$13.0M

n/a

$15.0M

2012

Aug 16, 2012

$96.2M

n/a

$13.0M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$91.6M

$96.2M

-4.8%

n/a