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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

FIRST ASSOCIATED INVESTMENT ADVISORS, INC.

CRD 113086

DULUTH, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d3fa9dc4-3981-e26c-de92-fcd8bec44833

Data as of Jun 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Jun 16, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $93.1MItem 5.F on the latest filing (2026-06-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $93.1M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $93.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-60972
CRD: 113086
Filings on the tape: 19
First filed: Mar 30, 2012
Latest filed: Jun 16, 2026
Organised: Corporation, MN
Website: tebergfund.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
E Dennis Zahrbock	Chartered Financial Consultant	DULUTH, MN \| Cumberland, WI	1	58	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HOCKMAN, ANN, THERESA	CHIEF COMPLIANCE OFFICER	Na	yes	09/2004	Mar 30, 2012	Jun 12, 2024
TEBERG, CURTIS, ALAN	President	E	yes	04/1995	Mar 30, 2012	Jun 12, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Jan 10, 2025	$41.1M	$41.1M	3	1	0	n/a	n/a
2023	Jun 21, 2023	$32.5M	$32.5M	3	1	0	n/a	n/a
2022	Jun 24, 2022	$37.4M	$37.4M	3	1	0	n/a	n/a
2021	Jun 24, 2021	$23.9M	$23.9M	3	1	0	n/a	n/a
2020	Jun 26, 2020	$28.6M	$28.6M	3	1	0	n/a	n/a
2019	Jun 26, 2019	$27.8M	$27.8M	3	1	1	n/a	n/a
2018	Jun 27, 2018	$29.8M	$29.8M	3	1	1	n/a	n/a
2017	Jun 27, 2017	$29.5M	$29.5M	3	1	n/a	n/a	n/a
2016	Jul 1, 2016	$30.9M	$30.9M	3	1	n/a	n/a	n/a
2015	Jun 30, 2015	$35.8M	$121,783	3	1	n/a	n/a	n/a
2014	Jun 27, 2014	$33.9M	$33.2M	3	1	n/a	n/a	n/a
2013	Jun 28, 2013	$34.9M	$34.0M	3	1	n/a	n/a	n/a
2012	Jun 26, 2012	$37.7M	$36.1M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$93.1M	$32.5M	186.6%	$23.9M	57.3%	4	3	0	0

Relationships

Registered with (1)

← E Dennis ZahrbockAdvisorregistration: current employment
Jan 3, 2025 to presentfactForm ADV

Affiliated with (1)

← POLAR INVESTMENT COUNSEL, INC.Registered adviserother investment adviser
factForm ADV

Controls (2)

← HOCKMAN, ANN, THERESAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to Jun 12, 2024factForm ADV
← TEBERG, CURTIS, ALANOwnerPRESIDENT, ownership code E, individual
Mar 30, 2012 to Jun 12, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d3fa9dc4-3981-e26c-de92-fcd8bec44833
First observed: Mar 30, 2012
Last observed: Jun 16, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FIRST ASSOCIATED INVESTMENT ADVISORS, INC.

CRD 113086

DULUTH, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d3fa9dc4-3981-e26c-de92-fcd8bec44833

Data as of Jun 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:36 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

E Dennis Zahrbock

Chartered Financial Consultant

DULUTH, MN | Cumberland, WI

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HOCKMAN, ANN, THERESA

CHIEF COMPLIANCE OFFICER

yes

09/2004

Mar 30, 2012

Jun 12, 2024

TEBERG, CURTIS, ALAN

President

yes

04/1995

Mar 30, 2012

Jun 12, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Jan 10, 2025

$41.1M

n/a

2023

Jun 21, 2023

$32.5M

n/a

2022

Jun 24, 2022

$37.4M

n/a

2021

Jun 24, 2021

$23.9M

n/a

2020

Jun 26, 2020

$28.6M

n/a

2019

Jun 26, 2019

$27.8M

n/a

2018

Jun 27, 2018

$29.8M

n/a

2017

Jun 27, 2017

$29.5M

n/a

2016

Jul 1, 2016

$30.9M

n/a

2015

Jun 30, 2015

$35.8M

$121,783

n/a

2014

Jun 27, 2014

$33.9M

$33.2M

n/a

2013

Jun 28, 2013

$34.9M

$34.0M

n/a

2012

Jun 26, 2012

$37.7M

$36.1M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$93.1M

$32.5M

186.6%

$23.9M

57.3%