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Reading the graph
Advisor at MORGAN STANLEY
Palm Desert, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Sep 21, 2010 | n/a | yes | Palm Desert, CA | Current employment |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Sep 21, 2005 | Sep 7, 2010 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 7, 2004 | Aug 5, 2005 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHASE INVESTMENT SERVICES CORP. | MORGAN STANLEY | Sep 7, 2010 | Sep 21, 2010 | 14 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CHASE INVESTMENT SERVICES CORP. | Aug 5, 2005 | Sep 21, 2005 | 47 | Firm change | Other |