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Advisor at HIGHTOWER ADVISORS, LLC
Half Moon Bay, CA | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Sep 27, 2010 | n/a | yes | Half Moon Bay, CA|CHICAGO, IL | Current employment |
| MARTIN THOMAS WEALTH MANAGEMENT | n/a | Jun 5, 2009 | Sep 27, 2010 | no | PALO ALTO, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 5, 2004 | Jun 9, 2009 | no | SAN MATEO, CA|SAN MATEO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MARTIN THOMAS WEALTH MANAGEMENT | HIGHTOWER ADVISORS, LLC | Sep 27, 2010 | Sep 27, 2010 | 0 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MARTIN THOMAS WEALTH MANAGEMENT | Jun 9, 2009 | Jun 5, 2009 | -4 | Firm change | Other |