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Advisor at LPL FINANCIAL LLC
WEST HARTFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 6, 2026 | n/a | yes | WEST HARTFORD, CT | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 25, 2024 | Aug 5, 2026 | no | SOUTHBURY, CT|STAMFORD, CT|MELVILLE, NY|GREENWICH, CT|PROSPECT, CT|WATERBURY, CT|PURCHASE, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 7, 2021 | Sep 11, 2023 | no | DANBURY, CT|NEW YORK, NY|STAMFORD, CT|GREENWICH, CT|DANBURY, CT|FAIRFIELD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | LPL FINANCIAL LLC | Aug 5, 2026 | Aug 6, 2026 | 1 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Sep 11, 2023 | Jan 25, 2024 | 136 | Firm change | Wirehouse to wirehouse |