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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

ROLAND WALTER MOLL

Advisor at OSAIC WEALTH, INC.

BEAVER DAM, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:34135df9-ef28-72a8-27af-d9f5d7a11224

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 20, 1984
First registration: Mar 30, 2007
Dual registered: yes, broker-dealer
Other names: ROLLIE MOLL|ROLAND W MOLL
IAPD individual key: 1212648

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	BEAVER DAM, WI	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 9, 2016	Jun 14, 2024	no	BEAVER DAM, WI\|BEAVER DAM, WI	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Apr 23, 2010	Nov 17, 2016	no	MINNETONKA, MN\|BEAVER DAM, WI	Previous registration
AMERITAS ADVISORY SERVICES	Former SEC adviser	Mar 30, 2007	Apr 16, 2010	no	BEAVER DAM, WI\|CROSS PLAINS, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
CETERA ADVISOR NETWORKS LLC	SECURITIES AMERICA ADVISORS, INC.	Nov 17, 2016	Nov 9, 2016	-8	Firm change	Other
AMERITAS ADVISORY SERVICES	CETERA ADVISOR NETWORKS LLC	Apr 16, 2010	Apr 23, 2010	7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
13572:110518:WI:2016-11-17	Nov 17, 2016	Nov 9, 2016	BEAVER DAM, WI	Firm change

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 9, 2016 to Jun 14, 2024factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Apr 23, 2010 to Nov 17, 2016factForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
Mar 30, 2007 to Apr 16, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:34135df9-ef28-72a8-27af-d9f5d7a11224
First observed: Mar 30, 2007
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROLAND WALTER MOLL

Advisor at OSAIC WEALTH, INC.

BEAVER DAM, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:34135df9-ef28-72a8-27af-d9f5d7a11224

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:12 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

OSAIC WEALTH, INC.

Bd affiliated wealth

Jun 14, 2024

n/a

yes

BEAVER DAM, WI

Current employment

SECURITIES AMERICA ADVISORS, INC.

Former SEC adviser

Nov 9, 2016

Jun 14, 2024

BEAVER DAM, WI|BEAVER DAM, WI

Previous registration

CETERA ADVISOR NETWORKS LLC

Former SEC adviser

Apr 23, 2010

Nov 17, 2016

MINNETONKA, MN|BEAVER DAM, WI

Previous registration

AMERITAS ADVISORY SERVICES

Former SEC adviser

Mar 30, 2007

Apr 16, 2010

BEAVER DAM, WI|CROSS PLAINS, WI

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

SECURITIES AMERICA ADVISORS, INC.

OSAIC WEALTH, INC.

Jun 14, 2024

Bulk transfer

Ibd to ibd

CETERA ADVISOR NETWORKS LLC

SECURITIES AMERICA ADVISORS, INC.

Nov 17, 2016

Nov 9, 2016

-8

Firm change

Other

AMERITAS ADVISORY SERVICES

CETERA ADVISOR NETWORKS LLC

Apr 16, 2010

Apr 23, 2010

Firm change

Other

Team

Left

Joined

From

Kind

13572:110518:WI:2016-11-17

Nov 17, 2016

Nov 9, 2016

BEAVER DAM, WI

Firm change