DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• • A••••••••• I•••
JACKSONVILLE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Jan 31, 2022 | n/a | yes | JACKSONVILLE, FL | Current employment |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Feb 1, 2012 | Feb 2, 2022 | no | Ponte Vedra Beach, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | R•••••• J•••• • A••••••••• I••• | Feb 2, 2022 | Jan 31, 2022 | -2 | Firm change | Ibd to ibd |
| G•• A••••••• | A••••••••• F•••••••• S•••••••• L•• | Jan 31, 2012 | Feb 1, 2012 |
| G•• A••••••• | Former SEC adviser | Sep 7, 2010 | Jan 31, 2012 | no | JACKSONVILLE, FL|SANTA ROSA, CA|SANTA ROSA, CA | Previous registration |
| E•••••• A••••••• L•• | n/a | Nov 3, 2004 | Sep 7, 2010 | no | JACKSONVILLE, FL|BOYNTON BEACH, FL | Previous registration |
| S•••• W•••••• G••••••• I••• | n/a | Apr 23, 1997 | Jan 30, 2012 | no | JACKSONVILLE, FL | Previous registration |
| 1 |
| Firm change |
| Other |
| S•••• W•••••• G••••••• I••• | E•••••• A••••••• L•• | Jan 30, 2012 | Nov 3, 2004 | -2,644 | Firm change after gap | Other |
| E•••••• A••••••• L•• | G•• A••••••• | Sep 7, 2010 | Sep 7, 2010 | 0 | Firm change | Other |