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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

ELIZABETH WALSTON STOKES

Advisor at FATHOM ADVISORS LLC

Bloomington, MN | MINNEAPOLIS, MN | Victoria, MN

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Search this name across graphsid dfx:ria:3426e35a-6f45-a363-e690-4d617153afb1

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 21, 2006 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FATHOM ADVISORS LLC
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 17, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 17, 2006
First registration: Aug 21, 2006
Dual registered: yes, broker-dealer
Other names: ELIZABETH WALSTON|ELIZABETH STOKES|ELIZABETH WALSTON STOKES
IAPD individual key: 5139387

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FATHOM ADVISORS LLC	Former SEC adviser	Sep 17, 2026	n/a	yes	MINNEAPOLIS, MN	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 6, 2015	n/a	yes	Bloomington, MN\|Victoria, MN	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jun 19, 2009	no	Minneapolis, MN	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	MINNEAPOLIS, MN	Previous registration
MORGAN STANLEY DW INC.	n/a	Aug 21, 2006	Apr 2, 2007	no	MINNEAPOLIS, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	AMERIPRISE FINANCIAL SERVICES, LLC	Jun 19, 2009	Jul 6, 2015	2,208	Firm change after gap	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jul 6, 2015 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jun 19, 2009factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Aug 21, 2006 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.