DFX Intelligence

A•••••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

A•••••••• M••••••

Advisor at M••••• S••••••

San Diego, CA

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Search this name across graphsid dfx:ria:3429a0a6-736a-c34f-75f1-ae418172f9f5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 21, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 19, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Mar 22, 2021	n/a	yes	San Diego, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Dec 3, 2015	Mar 25, 2021	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M••••• S••••••	Mar 25, 2021	Mar 22, 2021	-3	Firm change	Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W•••• F•••• A•••••••	Dec 3, 2015	Dec 3, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:149777:CA:2021-03-22	Mar 25, 2021	Mar 22, 2021	SAN DIEGO, CA	Firm change
7691:19616:CA:2015-12-02	Dec 3, 2015	Dec 3, 2015	SAN DIEGO, CA	Firm change

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Mar 22, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 3, 2015 to Mar 25, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 1, 2009 to Dec 3, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3429a0a6-736a-c34f-75f1-ae418172f9f5
First observed: Jun 21, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.