DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at C••••• I••••••••• A••••••• L••
Rogers, AR | ROGERS, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Sep 5, 2025 | n/a | yes | ROGERS, AR | Current employment |
| A•••••• P••••••• P•••••••• I••• | Bd affiliated wealth | Mar 31, 2023 | n/a | yes | Rogers, AR | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••••• A••••••• S••••••• | A•••••• P••••••• P•••••••• I••• | Sep 5, 2025 | Mar 31, 2023 | -889 | Channel change | Ibd to ibd |
| 1•• G••••• A••••••• I•• | B•••• B•••••• A•••••••• L•• | Oct 25, 2019 | Apr 25, 2008 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 104556:106237:AR:2025-09-05 | Sep 5, 2025 | Mar 31, 2023 | ROGERS, AR | Firm change after gap |
| 111133:133278:AR:2019-10-25 | Oct 25, 2019 | Apr 25, 2008 | ROGERS, AR | Firm change after gap |
| A•••••• A••••••• S••••••• |
| Former SEC adviser |
| Oct 25, 2019 |
| Sep 5, 2025 |
| no |
| Rogers, AR |
| Previous registration |
| B•••• B•••••• A•••••••• L•• | n/a | Apr 25, 2008 | Oct 27, 2008 | no | FORT SMITH, AR | Previous registration |
| 1•• G••••• A••••••• I•• | Former SEC adviser | Sep 17, 2003 | Oct 25, 2019 | no | ROGERS, AR | Previous registration |
| M••••• K••••• • C••••••• L•• | Former SEC adviser | Aug 18, 2003 | Aug 27, 2003 | no | ROGERS, AR | Previous registration |
| A• G• E•••••• • S•••• I••• | n/a | Apr 9, 2002 | May 9, 2003 | no | ROGERS, AR | Previous registration |
| -4,200 |
| Firm change after gap |
| Other |
| B•••• B•••••• A•••••••• L•• | A•••••• A••••••• S••••••• | Oct 27, 2008 | Oct 25, 2019 | 4,015 | Firm change after gap | Other |
| M••••• K••••• • C••••••• L•• | 1•• G••••• A••••••• I•• | Aug 27, 2003 | Sep 17, 2003 | 21 | Firm change | Other |
| A• G• E•••••• • S•••• I••• | M••••• K••••• • C••••••• L•• | May 9, 2003 | Aug 18, 2003 | 101 | Firm change | Other |