RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• G•• F••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Rogers, Ar
- A•••••• P••••••• P•••••••• I••• BD affiliated currentsince Mar 31, 2023 · Rogers, Ar
- A•••••• A••••••• S••••••• formerOct 25, 2019 to Sep 5, 2025 · Rogers, Ar
- B•••• B•••••• A•••••••• L•• unclassifiedApr 25, 2008 to Oct 27, 2008 · Fort Smith, Ar
- 1•• G••••• A••••••• I•• formerSep 17, 2003 to Oct 25, 2019 · Rogers, Ar
- M••••• K••••• • C••••••• L•• formerAug 18, 2003 to Aug 27, 2003 · Rogers, Ar
- A• G• E•••••• • S•••• I••• unclassifiedApr 9, 2002 to May 9, 2003 · Rogers, Ar
- A•••••• A••••••• S••••••• to A•••••• P••••••• P•••••••• I•••left Sep 5, 2025, registered Mar 31, 2023 (-889 days) · channel change inside one enterprise, not a move · moved with a team
- 1•• G••••• A••••••• I•• to B•••• B•••••• A•••••••• L••left Oct 25, 2019, registered Apr 25, 2008 (-4200 days) · Other · moved with a team
- B•••• B•••••• A•••••••• L•• to A•••••• A••••••• S•••••••left Oct 27, 2008, registered Oct 25, 2019 (4015 days) · Other
- M••••• K••••• • C••••••• L•• to 1•• G••••• A••••••• I••left Aug 27, 2003, registered Sep 17, 2003 (21 days) · Other
- A• G• E•••••• • S•••• I••• to M••••• K••••• • C••••••• L••left May 9, 2003, registered Aug 18, 2003 (101 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address