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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

Luiz Augusto Souto-Maior

Advisor at U.S. BANCORP ADVISORS, LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:343fe80f-56ae-c978-296d-787e02fd9c1d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Oct 30, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 27, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jul 27, 1988
First registration: Oct 30, 1998
Dual registered: yes, broker-dealer
Other names: Louis Soutomaior|Luiz Augusto Soutomaior|Louis Soutomaior|Luiz Augusto Souto-maior
IAPD individual key: 1852222

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Feb 13, 2026	n/a	yes	Madras, OR\|La Grande, OR\|Baker City, OR\|Redmond, OR\|Hood River, OR\|The Dalles, OR\|Halfway, OR\|Hermiston, OR\|Pendleton, OR	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Nov 29, 2022	Feb 13, 2026	no	Madras, OR\|Prineville, OR\|Redmond, OR\|Bend, OR\|La Grande, OR\|Burns, OR\|Hood River, OR\|Sisters, OR\|La Pine, OR\|Halfway, OR\|Pendleton, OR\|Hermiston, OR\|BEND, OR\|Milton Freewater, OR\|Bend, OR\|The Dalles, OR\|John Day, OR\|Baker City, OR\|Bend, OR\|La Pine, OR	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Feb 23, 2010	Dec 8, 2022	no	Eugene, OR\|Bend, OR\|Redmond, OR\|Eugene, OR	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Dec 26, 2008	Feb 17, 2010	no	Bellevue, WA\|BEND, OR	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jun 13, 2008	Dec 22, 2008	no	PORTLAND, OR	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	May 19, 2006	Sep 26, 2006	no	REMOND, OR	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 30, 1998	Jul 16, 2004	no	PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
CHARLES SCHWAB & CO., INC.	U.S. BANCORP INVESTMENTS, INC.	Dec 8, 2022	Nov 29, 2022	-9	Firm change	Ibd to ibd
THRIVENT INVESTMENT MANAGEMENT INC.	CHARLES SCHWAB & CO., INC.	Feb 17, 2010	Feb 23, 2010	6	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	THRIVENT INVESTMENT MANAGEMENT INC.	Dec 22, 2008	Dec 26, 2008	4	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	VALIC FINANCIAL ADVISORS, INC.	Sep 26, 2006	Jun 13, 2008	626	Firm change after gap	Other
CHARLES SCHWAB & CO., INC.	RAYMOND JAMES FINANCIAL SERVICES, INC.	Jul 16, 2004	May 19, 2006	672	Firm change after gap	Other

Relationships

Registered with (6)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Nov 29, 2022 to Feb 13, 2026factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Feb 23, 2010 to Dec 8, 2022factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Dec 26, 2008 to Feb 17, 2010factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jun 13, 2008 to Dec 22, 2008factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 19, 2006 to Sep 26, 2006factForm ADV

Dated events

Occurred
Dec 8, 2022
Advisor changed firm
Luiz Augusto Souto-Maior left Charles Schwab & Co., Inc. for U.S. Bancorp Investments, Inc. (registered 2022-11-29)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:343fe80f-56ae-c978-296d-787e02fd9c1d
First observed: Oct 30, 1998
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Luiz Augusto Souto-Maior

Advisor at U.S. BANCORP ADVISORS, LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:343fe80f-56ae-c978-296d-787e02fd9c1d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:17 PM UTC and rebuilt at most every 15 minutes.