DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L••• A•••••• S•••••••••

U••• B•••••• A•••••••• L••BD affiliatedThe Dalles, Or dual registrantIAPD 1852222

Feed of 09/15/2026

Also filed as Louis Soutomaior

At current firm

0 y

since Feb 13, 2026

In the industry

38 y

since Jul 27, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• B•••••• A•••••••• L•• BD affiliated current
since Feb 13, 2026 · Madras, Or
U••• B•••••• I••••••••• I••• former
Nov 29, 2022 to Feb 13, 2026 · Madras, Or
C•••••• S••••• • C••• I••• national BD
Feb 23, 2010 to Dec 8, 2022 · Eugene, Or
T••••••• I••••••••• M••••••••• I••• BD affiliated
Dec 26, 2008 to Feb 17, 2010 · Bellevue, Wa
V•••• F•••••••• A•••••••• I••• BD affiliated
Jun 13, 2008 to Dec 22, 2008 · Portland, Or
R•••••• J•••• F•••••••• S•••••••• I••• unclassified
May 19, 2006 to Sep 26, 2006 · Remond, Or
C•••••• S••••• • C••• I••• national BD
Oct 30, 1998 to Jul 16, 2004 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
C•••••• S••••• • C••• I••• to U••• B•••••• I••••••••• I•••
left Dec 8, 2022, registered Nov 29, 2022 (-9 days) · Affiliated broker-dealer or bank to another
T••••••• I••••••••• M••••••••• I••• to C•••••• S••••• • C••• I•••
left Feb 17, 2010, registered Feb 23, 2010 (6 days) · Other
V•••• F•••••••• A•••••••• I••• to T••••••• I••••••••• M••••••••• I•••
left Dec 22, 2008, registered Dec 26, 2008 (4 days) · Other
R•••••• J•••• F•••••••• S•••••••• I••• to V•••• F•••••••• A•••••••• I•••
left Sep 26, 2006, registered Jun 13, 2008 (626 days) · Other
C•••••• S••••• • C••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••
left Jul 16, 2004, registered May 19, 2006 (672 days) · Other

Signals

L••• A•••••• S••••••••• left C•••••• S••••• • C••• I••• for U••• B•••••• I••••••••• I••• (registered 2022-11-29)
Dec 8, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address