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Advisor at WELLS FARGO ADVISORS
SUNNYVALE, TX | DALLAS, TX | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 20, 2026 | n/a | yes | ST. LOUIS, MO|DALLAS, TX | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Apr 4, 2013 | n/a | yes | SUNNYVALE, TX|DALLAS, TX | Current employment |
| CL WEALTH MANAGEMENT LLC | Independent wealth | Jan 20, 2012 | Apr 3, 2013 | no | SCHAUMBURG, IL | Previous registration |
| KAISER WEALTH MANAGEMENT | Former SEC adviser | Oct 7, 2010 | Jul 26, 2011 | no | PLANO, TX|BURNS, WY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CL WEALTH MANAGEMENT LLC | WELLS FARGO ADVISORS | Apr 3, 2013 | Apr 4, 2013 | 1 | Firm change | Other |
| KAISER WEALTH MANAGEMENT | CL WEALTH MANAGEMENT LLC | Jul 26, 2011 | Jan 20, 2012 | 178 | Firm change | Other |