B•••••• R••••••

Advisor at P••• F•••••••• A•••••••• L••

Irvine, CA | SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:344844e7-3971-8b7b-7943-c4f51f04c7ec

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 17, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• F•••••••• A•••••••• L••	Independent wealth	Jul 9, 2026	n/a	yes	SAN DIEGO, CA\|Irvine, CA	Current employment
P•••••• W••••• M••••••••• L••	Independent wealth	Oct 14, 2024	Jun 29, 2026	no	Irvine, CA\|SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• W••••• M••••••••• L••	P••• F•••••••• A•••••••• L••	Jun 29, 2026	Jul 9, 2026	10	Firm change	RIA to RIA
F••••••• P••••••• A•• W•••••••• A•••••••	P•••••• W••••• M••••••••• L••	Sep 16, 2022	Oct 14, 2024

Relationships

Registered with (3)

→ P••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 9, 2026 to presentfactForm ADV
→ P•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 14, 2024 to Jun 29, 2026factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
May 17, 2021 to Sep 16, 2022factForm ADV

Dated events

Occurred
Jun 29, 2026
Advisor changed firm
B•••••• R•••••• left P•••••• W••••• M••••••••• L•• for P••• F•••••••• A•••••••• L•• (registered 2026-07-09)
Form ADVobserved 7 days ago
Occurred
Sep 16, 2022
Advisor changed firm
B•••••• R•••••• left F••••••• P••••••• A•• W•••••••• A••••••• for P•••••• W••••• M••••••••• L•• (registered 2024-10-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:344844e7-3971-8b7b-7943-c4f51f04c7ec
First observed: May 17, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.