DFX Intelligence

L•••• C•••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industrynot currently registered

L•••• C•••••• F••••

Advisor at I•••••• A••••••• L••

OAKMONT, PA | Edgewater, CO

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Search this name across graphsid dfx:ria:344b0587-861a-d3a6-26d3-3c3698831f24

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 2
On other graphs: 1
Observed: Aug 9, 2017 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

L•••• C•••••• F••••

Private equity principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• A••••••• L••	Independent wealth	Oct 29, 2024	n/a	yes	OAKMONT, PA\|Edgewater, CO	Current employment
L••••••••• A•••••••	Independent wealth	Aug 9, 2017	Jan 8, 2025	no	DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••••••• A•••••••	I•••••• A••••••• L••	Jan 8, 2025	Oct 29, 2024	-71	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ I•••••• A••••••• L••Registered adviserregistration: current employment
Oct 29, 2024 to presentfactForm ADV
→ L••••••••• A•••••••Registered adviserregistration: previous registration
Aug 9, 2017 to Jan 8, 2025factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 15, 2026
date not stated
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:344b0587-861a-d3a6-26d3-3c3698831f24
First observed: Aug 9, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.