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L••••••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

L••••••••• A•••••••

L••••••••• A•••••••, LLC, CRD 143379

DENVER, CO

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Search this name across graphsid dfx:ria:94e59436-b726-8478-a652-31b6712f8e82

Data as of Jul 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 5
On other graphs: 0
Observed: Jan 20, 2012 to Jul 7, 2026
51 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $286MItem 5.F on the latest filing (2026-07-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $218M
Private client RAUM: $282MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R•••••• A•••• M•••••••••	n/a	DENVER, CO	19	22	1	no
N••••••• S•••••• P••••••	n/a	DENVER, CO	14	16

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••• A•••••• N•••••	CHIEF COMPLIANCE OFFICER	Na	yes	01/2018	Feb 20, 2018	Jul 11, 2024
M••••••••• R••••••• A••••	MANAGING PARTNER	E	yes	01/2007	Jan 20, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L••••••••• C••••••• L••	n/a	Asset manager	$157M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	16.7%	0	1	0	3	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$286M	$234M	22.3%	$199M	12.9%	10	10	1	1

Relationships

Affiliated with (3)

→ L••••••••• C••••••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← L••••••••• C••••••Registered adviserother investment adviser, common control
factForm ADV
← M••••••••• MONEY MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV

Registered with (11)

← X••••• V•••••• L••••

Dated events

Occurred
Aug 12, 2026
Advisor changed firm
Keaton H Hamilton left L••••••••• A••••••• for Madison Partners (registered 2026-08-14)
Form ADVobserved 7 days ago
Occurred
Jan 8, 2025
Advisor changed firm
Louis Camacho Frank left L••••••••• A••••••• for Invicta Advisors Llc (registered 2024-10-29)
Form ADVobserved 7 days ago
Occurred
Apr 25, 2019
Regulatory AUM changed
L••••••••• A••••••• reported RAUM $142.6M, down 99% from $14.3B (2019-03-25 to 2019-04-25)
Form ADVobserved 7 days ago
$-14.1B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:94e59436-b726-8478-a652-31b6712f8e82
First observed: Jan 20, 2012
Last observed: Jul 7, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.