DFX Intelligence

H••• C•••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

H••• C•••••• A••••••• L••

CRD 339318

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:344f1941-a3be-6744-96b5-7a633ced8ccf

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 1
Observed: Dec 26, 2025 to Mar 30, 2026
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand; an owner is a different entity, resolved from Schedule A/B

Independent Sponsorsidentity

H••• C•••••• A••••••• L••

Capital provider to sponsors · shared crd

Private Equityowner

R•• A••••••• 2• L••

owned by this firm per Schedule A (the owner's CRD) · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.5B••• Locked
Discretionary RAUM: $1.5B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• R•••••• N•	Partner	Na	yes	09/2021	Mar 30, 2026	Mar 30, 2026
C••••••••• D••••••• A•••••	CHIEF EXECUTIVE OFFICER, MANAGING PARTNER AND FOUNDER	Na	yes	09/2021	Mar 30, 2026	Mar 30, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$1.5B	$1.5B	12	9	0	4	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	n/a	n/a	n/a	n/a	12	n/a	0	n/a

Relationships

Controls (7)

← R•• A••••••• 2• L••OwnerMEMBER, ownership code NA, domestic entity
Mar 30, 2026 to presentfactForm ADV
← S••••••••• L•••• A•••••••OwnerELECTED MANAGER, ownership code NA, individual
Mar 30, 2026 to presentfactForm ADV
← D••••• R••••••• S••••••OwnerPARTNER, ownership code NA, individual
Mar 30, 2026 to presentfactForm ADV
← C•••••• R•••••• N•OwnerPARTNER, ownership code NA, individual
Mar 30, 2026 to presentfact

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$496M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:344f1941-a3be-6744-96b5-7a633ced8ccf
First observed: Dec 26, 2025
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.