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H••• C•••••• A••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered4 private funds· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $1.5B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$1.5B
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
Not established
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 339318 · SEC 801-135243 · 2 filingsShow
CRD 339318SEC 801-135243First filing on the tape Dec 26, 2025, latest Mar 30, 2026SEC status approved since Jan 28, 2026IAPD
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$1.5B as of Mar 30, 2026
Dec 26, 2025$1.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Dec 26, 20250 then
Employees (5.A)12 as of Mar 30, 2026
Dec 26, 202512 then
Private funds4 as of Mar 30, 2026
Dec 26, 20254 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$387MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.5B, 4 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.5B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$1.5B for 4 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••• R•••••• N• · Partnercontrol
        since 09/2021 · owns less than 5%
      • C••••••••• D••••••• A••••• · Chief Executive Officer, Managing Partner And Foundercontrol
        since 09/2021 · owns less than 5%
      • D••••• R••••••• S•••••• · Partnercontrol
        since 09/2021 · owns less than 5%
      • K••••••••• M••••••• A••• · Elected Managercontrol
        since 05/2024 · owns less than 5%
      • S••••••••• L•••• A••••••• · Elected Managercontrol
        since 05/2024 · owns less than 5%
      • B••••••• A••••••••• L••••••• · Chief Financial Officer, Chief Compliance Officer
        since 09/2021 · owns less than 5%
      Entity owners
      • R•• A••••••• 2• L•• · Member
        direct · owns less than 5%
      • R•••••••• C•••••• L•• · Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 5 to 4
        Dec 26, 2025 to Mar 30, 2026
      • Pooled vehicle clients · 5 to 4
        Dec 26, 2025 to Mar 30, 2026
      • Assets in custody · $1.1B to $1.5B
        Dec 26, 2025 to Mar 30, 2026
      • Financial planning clients · to 0
        Dec 26, 2025 to Mar 30, 2026
      • Discretionary RAUM · $1.1B to $1.5B
        Dec 26, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $1.1B to $1.5B
        Dec 26, 2025 to Mar 30, 2026
      • RAUM · $1.1B to $1.5B
        Dec 26, 2025 to Mar 30, 2026
      Signals
      1 dated events
      • ••• Locked
        Mar 30, 2026 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026