DFX Intelligence

M•••••• C•••••••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

M•••••• C•••••••• J••••

Advisor at C•••••• S••••• • C••• I•••

Phoenix, AZ

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Search this name across graphsid dfx:ria:345f5229-ded2-2dc5-f62d-5db6da291511

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 12, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 2, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Jan 2, 2014	n/a	yes	Phoenix, AZ	Current employment
U••• F•••••••• P••••••• S•••••••	Former SEC adviser	Dec 11, 2008	Mar 11, 2011	no	PHOENIX, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• F•••••••• P••••••• S•••••••	C•••••• S••••• • C••• I•••	Mar 11, 2011	Jan 2, 2014	1,028	Firm change after gap	Other
U••• I••••••••• S••••••• C••••••	U••• F•••••••• P••••••• S•••••••	Dec 31, 2008	Dec 11, 2008

Relationships

Registered with (3)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Jan 2, 2014 to presentfactForm ADV
→ U••• F•••••••• P••••••• S•••••••Registered adviserregistration: previous registration
Dec 11, 2008 to Mar 11, 2011factForm ADV
→ U••• I••••••••• S••••••• C••••••Registered adviserregistration: previous registration
Jun 12, 2008 to Dec 31, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:345f5229-ded2-2dc5-f62d-5db6da291511
First observed: Jun 12, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.