DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at A••••••• W••••• A•••••
MONUMENT, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••• W••••• A••••• | State registered | Mar 6, 2026 | n/a | yes | MONUMENT, CO | Current employment |
| T••••••• I••••••••• M••••••••• I••• | Bd affiliated wealth | Apr 25, 2025 | Jan 16, 2026 | no | Colorado Springs, CO|MINNEAPOLIS, MN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T••••••• I••••••••• M••••••••• I••• | A••••••• W••••• A••••• | Jan 16, 2026 | Mar 6, 2026 | 49 | Firm change | Ibd to state RIA |
| N•• P••• C•••••• A••••••• | T••••••• I••••••••• M••••••••• I••• | Oct 26, 2017 | Jan 9, 2020 |
| T••••••• I••••••••• M••••••••• I••• | Bd affiliated wealth | Jan 9, 2020 | Dec 20, 2023 | no | Greenwood Village, CO|Colorado Springs, CO|Colorado Springs, CO | Previous registration |
| N•• P••• C•••••• A••••••• | Former SEC adviser | Oct 26, 2007 | Oct 26, 2017 | no | SILVERTHORNE, CO | Previous registration |
| A•••••• A•••• M••••••••• L•• | n/a | Nov 30, 2006 | Mar 7, 2007 | no | FRISCO, CO | Previous registration |
| C•••••••• F••••••••• I••• | Bd affiliated wealth | Sep 26, 2006 | Oct 16, 2007 | no | CENTENNIAL, CO|SILVERTHORNE, CO | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jun 24, 2004 | Sep 30, 2006 | no | BRECKENRIDGE, CO | Previous registration |
| 805 |
| Firm change after gap |
| Other |
| C•••••••• F••••••••• I••• | A•••••• A•••• M••••••••• L•• | Oct 16, 2007 | Nov 30, 2006 | -320 | Firm change after gap | Other |
| A•••••• A•••• M••••••••• L•• | N•• P••• C•••••• A••••••• | Mar 7, 2007 | Oct 26, 2007 | 233 | Firm change | Other |
| A••••••••• F•••••••• S•••••••• L•• | C•••••••• F••••••••• I••• | Sep 30, 2006 | Sep 26, 2006 | -4 | Firm change | Other |