DFX Intelligence

D••••• M••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner31 years in industry

D••••• M••• T••••••

Advisor at B•••• I••••••••• A•••••••• L••

THE WOODLANDS, TX

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Search this name across graphsid dfx:ria:346dc468-95fe-6b21-6fc8-b2e6b0d46c8a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 15, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 14, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••• I••••••••• A•••••••• L••	Independent wealth	Feb 6, 2013	n/a	yes	THE WOODLANDS, TX	Current employment
S•••••• S•••••••••	Bd affiliated wealth	Mar 10, 2009	Jan 31, 2013	no	HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• S•••••••••	B•••• I••••••••• A•••••••• L••	Jan 31, 2013	Feb 6, 2013	6	Firm change	Other
U•• A•••••••• L••	U•• A••••••••• S•••••••• L••	Mar 6, 2009	Jan 8, 2008

Relationships

Registered with (6)

→ B•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 6, 2013 to presentfactForm ADV
→ S•••••• S•••••••••Registered adviserregistration: previous registration
Mar 10, 2009 to Jan 31, 2013factForm ADV
→ U•• A•••••••• L••Registered adviserregistration: previous registration
Jan 8, 2008 to Mar 6, 2009factForm ADV
→ U•• A••••••••• S•••••••• L••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:346dc468-95fe-6b21-6fc8-b2e6b0d46c8a
First observed: Jun 15, 1995
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.