DFX Intelligence

S•••••••• A• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

S•••••••• A• C•••••

Advisor at N••••••••• I••••••••• A•••••••• L••

COLUMBUS, OH

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Search this name across graphsid dfx:ria:346e1457-9e8b-08bd-474c-f84a93a2f0a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Oct 25, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• I••••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Aug 14, 2026	n/a	yes	COLUMBUS, OH	Current employment
E•••• • Y•••• I••••••••• A••••••• L••	No RAUM reported	May 20, 2026	Jun 1, 2026	no	Detroit, MI\|Westland, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••• • Y•••• I••••••••• A••••••• L••	N••••••••• I••••••••• A•••••••• L••	Jun 1, 2026	Aug 14, 2026	74	Firm change	Other
O••••••••• S••••••••• I•••	E•••• • Y•••• I••••••••• A••••••• L••	May 13, 2026	May 20, 2026

Relationships

Registered with (4)

→ N••••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 14, 2026 to presentfactForm ADV
→ E•••• • Y•••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
May 20, 2026 to Jun 1, 2026factForm ADV
→ O••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 16, 2025 to May 13, 2026factForm ADV
→ P•••• S••••••••• L••

Dated events

Occurred
Jun 1, 2026
Advisor changed firm
S•••••••• A• C••••• left E•••• • Y•••• I••••••••• A••••••• L•• for N••••••••• I••••••••• A•••••••• L•• (registered 2026-08-14)
Form ADVobserved 7 days ago
Occurred
May 13, 2026
Advisor changed firm
S•••••••• A• C••••• left O••••••••• S••••••••• I••• for E•••• • Y•••• I••••••••• A••••••• L•• (registered 2026-05-20)
Form ADVobserved 7 days ago
Occurred
Dec 1, 2023
Advisor changed firm
S•••••••• A• C••••• left P•••• S••••••••• L•• for O••••••••• S••••••••• I••• (registered 2025-06-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:346e1457-9e8b-08bd-474c-f84a93a2f0a3
First observed: Oct 25, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.