DFX Intelligence

M•••••• F••••• U•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

M•••••• F••••• U•••

Advisor at P•• W••••• M•••••••••

CHARLOTTE, NC | MIAMI, FL

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Search this name across graphsid dfx:ria:347918c2-c598-fef1-055f-d6aeae942645

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 11, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• W••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 6, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• W••••• M•••••••••	Bd affiliated wealth	Dec 6, 2022	n/a	yes	MIAMI, FL\|CHARLOTTE, NC	Current employment
A•••••• A••••••• L••	Independent wealth	Jan 14, 2022	Nov 21, 2022	no	MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• L••	P•• W••••• M•••••••••	Nov 21, 2022	Dec 6, 2022	15	Firm change	RIA to ibd
C••••• I••••••••• A••••••• L••	A•••••• A••••••• L••	Sep 30, 2021	Jan 14, 2022

Relationships

Registered with (6)

→ P•• W••••• M•••••••••Registered adviserregistration: current employment
Dec 6, 2022 to presentfactForm ADV
→ A•••••• A••••••• L••Registered adviserregistration: previous registration
Jan 14, 2022 to Nov 21, 2022factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jul 30, 2019 to Sep 30, 2021factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Nov 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:347918c2-c598-fef1-055f-d6aeae942645
First observed: Oct 11, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.