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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ANDBANC ADVISORY LLC

CRD 150463

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2607e35f-bf57-084f-d732-438adea6b707

Data as of May 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 12
On other graphs: 0
Observed: May 1, 2014 to May 18, 2026
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=10.0
Regulatory AUM: $806MItem 5.F on the latest filing (2026-05-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $538M
Private client RAUM: $806MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 12
RAUM per advisor: $67.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 13
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 472
Individual clients: 95
High net worth clients: 377
SEC number: 801-79716
CRD: 150463
Filings on the tape: 36
First filed: May 1, 2014
Latest filed: May 18, 2026
Organised: Limited Liability Company, FL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CARLOS EDUARDO GRIBEL	n/a	MIAMI, FL	10	12	n/a	yes
KAREN VALERIE MENDOZA	n/a	MIAMI, FL	10	18	3	yes
ANA CAROLINA ARNAU	n/a	MIAMI, FL	2	13	2	yes
MIGUEL JOSE CARDOSO	n/a	MIAMI, FL	1	13	1	yes
Arturo Luis Carrera Munoz	Chartered Financial Analyst	MIAMI, FL	1	10	n/a	no
Lineo Poll	n/a	MIAMI, FL	1	14	n/a	yes
Leandro Cabral de Almeida	n/a	MIAMI, FL \| Rio de Janeir	1	15	n/a	yes
Hector Horcajada Romay	n/a	MIAMI, FL	1	10	n/a	yes
LUIZ FERNANDO BORUCHOWSKI	n/a	MIAMI, FL	0	22	2	yes
ANDRES ROBERTO SINCLAIR	n/a	MIAMI, FL	0	32	4	no
JUAN PABLO VENEGAS	n/a	MIAMI, FL	0	16	n/a	no
Rodrigo Molina Borba	n/a	MIAMI, FL	0	11	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANDBANC WEALTH MANAGEMENT LLC	Member	E	yes	11/2010	May 1, 2014	Apr 2, 2024
ANDORRA BANC AGRICOL REIG, S.A.	Shareholder	E	yes	12/2002	May 1, 2014	Apr 2, 2024
DINAMARCA ARANEDA, RUBEN, ANDRES	RISK MANAGER	Na	yes	06/2022	Mar 31, 2023	Apr 2, 2024
DOLZ DE ESPEJO, IVAN	CHIEF EXECUTIVE OFFICER	Na	yes	06/2022	Jun 21, 2022	Apr 2, 2024
ZENO, JOHN, JOSEPH	CHIEF COMPLIANCE OFFICER	Na	yes	08/2023	Sep 6, 2023	Apr 2, 2024
ZUMZEIGA B.V.	Member	E	yes	08/2022	Jul 1, 2021	Apr 2, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ANDORRA BANC AGRICOL REIG, S.A.	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 10, 2026	$806M	$538M	13	10	0	n/a	n/a
2024	Mar 10, 2025	$872M	$466M	12	10	0	n/a	n/a
2023	Mar 27, 2024	$855M	$422M	10	9	0	n/a	n/a
2022	Mar 31, 2023	$734M	$352M	6	5	0	n/a	n/a
2021	Apr 1, 2022	$735M	$351M	6	5	0	n/a	n/a
2020	Mar 4, 2021	$667M	$286M	6	5	0	n/a	n/a
2019	May 12, 2020	$573M	$186M	6	5	0	n/a	n/a
2018	Mar 29, 2019	$426M	$200M	9	7	0	n/a	n/a
2017	Mar 29, 2018	$695M	$198M	12	9	0	n/a	n/a
2016	Mar 30, 2017	$444M	$148M	12	9	n/a	n/a	n/a
2015	Jan 12, 2016	$325M	$112M	14	4	n/a	n/a	n/a
2014	Mar 31, 2015	$266M	$113M	11	4	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	0	3	0.0%	0	0	0	5	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$806M	$872M	-7.5%	$734M	3.2%	13	12	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MORA CAPITAL MANAGEMENT, LLC	2	Apr 23, 2018	May 25, 2018	MIAMI, FL	Team lift out	RIA to RIA	33.3%

Relationships

Registered with (19)

← Rodrigo Molina BorbaAdvisorregistration: current employment
May 14, 2026 to presentfactForm ADV
← JUAN PABLO VENEGASAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← ANDRES ROBERTO SINCLAIRAdvisorregistration: current employment
Dec 16, 2025 to presentfactForm ADV
← LUIZ FERNANDO BORUCHOWSKIAdvisorregistration: current employment
Dec 15, 2025 to presentfactForm ADV
← Hector Horcajada RomayAdvisorregistration: current employment
Jul 25, 2025 to presentfactForm ADV
← Leandro Cabral de AlmeidaAdvisorregistration: current employment
May 2, 2025 to presentfactForm ADV
← Lineo PollAdvisorregistration: current employment
Jan 23, 2025 to presentfactForm ADV
← Arturo Luis Carrera MunozAdvisorregistration: current employment
Jan 16, 2025 to presentfactForm ADV
← MIGUEL JOSE CARDOSOAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← ANA CAROLINA ARNAUAdvisorregistration: current employment
Aug 29, 2024 to presentfactForm ADV
← KAREN VALERIE MENDOZAAdvisorregistration: current employment
Dec 17, 2015 to presentfactForm ADV
← CARLOS EDUARDO GRIBELAdvisorregistration: current employment
Oct 6, 2015 to presentfactForm ADV
← Gustavo Soares Zuquim NunesAdvisorregistration: previous registration
Jun 29, 2022 to Oct 18, 2024factForm ADV
← MARCELO FABIAN UBALAdvisorregistration: previous registration
Jan 14, 2022 to Nov 21, 2022factForm ADV
← MARCELO BORRELLIAdvisorregistration: previous registration
Oct 19, 2016 to Sep 30, 2020factForm ADV
← Giuseppe MazzeoAdvisorregistration: previous registration
Feb 26, 2014 to Jun 11, 2019factForm ADV
← ANTONIO GOMEZ REALAdvisorregistration: previous registration
May 8, 2015 to Apr 23, 2018factForm ADV
← Daniel EulateAdvisorregistration: previous registration
Oct 31, 2013 to Apr 23, 2018factForm ADV
← JAVIER RODRIGUEZ AMBLESAdvisorregistration: previous registration
Jul 23, 2015 to Aug 23, 2016factForm ADV

Controls (6)

← ANDBANC WEALTH MANAGEMENT LLCOwnerMEMBER, ownership code E, domestic entity
May 1, 2014 to Apr 2, 2024factForm ADV
← ZENO, JOHN, JOSEPHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 6, 2023 to Apr 2, 2024factForm ADV
← DINAMARCA ARANEDA, RUBEN, ANDRESOwnerRISK MANAGER, ownership code NA, individual
Mar 31, 2023 to Apr 2, 2024factForm ADV
← DOLZ DE ESPEJO, IVANOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Jun 21, 2022 to Apr 2, 2024factForm ADV
← ANDORRA BANC AGRICOL REIG, S.A.OwnerSHAREHOLDER, ownership code E, foreign entity
May 1, 2014 to Apr 2, 2024factForm ADV
← ZUMZEIGA B.V.OwnerMEMBER, ownership code E, foreign entity
Jul 1, 2021 to Apr 2, 2024factForm ADV

Moved with (1)

→ MORA CAPITAL MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
Apr 23, 2018 to May 25, 2018factForm ADV

Dated events

Occurred
Oct 18, 2024
Advisor changed firm
Gustavo Soares Zuquim Nunes left Andbanc Advisory Llc for Santander Securities (registered 2026-01-16)
Form ADVobserved 5 days ago
Occurred
Sep 6, 2023
Control person left
Elizabeth Angelique Figueroa (Chief Compliance Officer / Amlco) no longer on Schedule A of Andbanc Advisory Llc (listed 2023-05-26, absent 2023-09-06)
Form ADVobserved 5 days ago
Occurred
Sep 6, 2023
Control person joined
Joseph John Zeno (Chief Compliance Officer) appeared on Schedule A of Andbanc Advisory Llc
Form ADVobserved 5 days ago
Occurred
Mar 31, 2023
Control person joined
Andres Ruben Dinamarca Araneda (Risk Manager) appeared on Schedule A of Andbanc Advisory Llc
Form ADVobserved 5 days ago
Occurred
Nov 21, 2022
Advisor changed firm
Marcelo Fabian Ubal left Andbanc Advisory Llc for Pnc Wealth Management (registered 2022-12-06)
Form ADVobserved 5 days ago
Occurred
Jun 21, 2022
Control person joined
Ivan Dolz De Espejo (Chief Executive Officer) appeared on Schedule A of Andbanc Advisory Llc
Form ADVobserved 5 days ago
Occurred
Jun 21, 2022
Control person left
Nmn Joaquin Frances (Managing Director) no longer on Schedule A of Andbanc Advisory Llc (listed 2022-04-01, absent 2022-06-21)
Form ADVobserved 5 days ago
Occurred
Jul 1, 2021
Control person joined
Elizabeth Angelique Figueroa (Chief Compliance Officer / Amlco) appeared on Schedule A of Andbanc Advisory Llc
Form ADVobserved 5 days ago
Occurred
May 12, 2020
Regulatory AUM changed
Andbanc Advisory Llc reported RAUM $572.8M, up 35% from $425.7M (2019-04-15 to 2020-05-12)
Form ADVobserved 5 days ago
$147M
Occurred
Mar 29, 2019
Regulatory AUM changed
Andbanc Advisory Llc reported RAUM $425.7M, down 39% from $694.8M (2018-05-29 to 2019-03-29)
Form ADVobserved 5 days ago
$-269M
Occurred
Mar 29, 2018
Regulatory AUM changed
Andbanc Advisory Llc reported RAUM $694.8M, up 56% from $444.4M (2017-03-30 to 2018-03-29)
Form ADVobserved 5 days ago
$250M
Occurred
May 1, 2014
First Form ADV filing
Andbanc Advisory Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2607e35f-bf57-084f-d732-438adea6b707
First observed: May 1, 2014
Last observed: May 18, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ANDBANC ADVISORY LLC

CRD 150463

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2607e35f-bf57-084f-d732-438adea6b707

Data as of May 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:21 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CARLOS EDUARDO GRIBEL

n/a

MIAMI, FL

n/a

yes

KAREN VALERIE MENDOZA

n/a

MIAMI, FL

yes

ANA CAROLINA ARNAU

n/a

MIAMI, FL

yes

MIGUEL JOSE CARDOSO

n/a

MIAMI, FL

yes

Arturo Luis Carrera Munoz

Chartered Financial Analyst

MIAMI, FL

n/a

Lineo Poll

n/a

MIAMI, FL

n/a

yes

Leandro Cabral de Almeida

n/a

MIAMI, FL | Rio de Janeir

n/a

yes

Hector Horcajada Romay

n/a

MIAMI, FL

n/a

yes

LUIZ FERNANDO BORUCHOWSKI

n/a

MIAMI, FL

yes

ANDRES ROBERTO SINCLAIR

n/a

MIAMI, FL

JUAN PABLO VENEGAS

n/a

MIAMI, FL

n/a

Rodrigo Molina Borba

n/a

MIAMI, FL

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANDBANC WEALTH MANAGEMENT LLC

Member

yes

11/2010

May 1, 2014

Apr 2, 2024

ANDORRA BANC AGRICOL REIG, S.A.

Shareholder

yes

12/2002

May 1, 2014

Apr 2, 2024

DINAMARCA ARANEDA, RUBEN, ANDRES

RISK MANAGER

yes

06/2022

Mar 31, 2023

Apr 2, 2024

DOLZ DE ESPEJO, IVAN

CHIEF EXECUTIVE OFFICER

yes

06/2022

Jun 21, 2022

Apr 2, 2024

ZENO, JOHN, JOSEPH

CHIEF COMPLIANCE OFFICER

yes

08/2023

Sep 6, 2023

Apr 2, 2024

ZUMZEIGA B.V.

Member

yes

08/2022

Jul 1, 2021

Apr 2, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ANDORRA BANC AGRICOL REIG, S.A.

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 10, 2026

$806M

$538M

n/a

2024

Mar 10, 2025

$872M

$466M

n/a

2023

Mar 27, 2024

$855M

$422M

n/a

2022

Mar 31, 2023

$734M

$352M

n/a

2021

Apr 1, 2022

$735M

$351M

n/a

2020

Mar 4, 2021

$667M

$286M

n/a

2019

May 12, 2020

$573M

$186M

n/a

2018

Mar 29, 2019

$426M

$200M

n/a

2017

Mar 29, 2018

$695M

$198M

n/a

2016

Mar 30, 2017

$444M

$148M

n/a

2015

Jan 12, 2016

$325M

$112M

n/a

2014

Mar 31, 2015

$266M

$113M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$806M

$872M

-7.5%

$734M

3.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MORA CAPITAL MANAGEMENT, LLC

Apr 23, 2018

May 25, 2018

MIAMI, FL

Team lift out

RIA to RIA

33.3%