DFX Intelligence

J••••• M•••••• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

J••••• M•••••• E•••••••

Advisor at V•••••• A•••••••• L••

Glen Ellyn, IL | CHICAGO, IL

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Search this name across graphsid dfx:ria:347c0c3c-af78-1798-17cc-62bd9e98cbb0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 5, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 10, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••••• A•••••••• L••	Independent wealth	Nov 1, 2024	n/a	yes	Glen Ellyn, IL\|CHICAGO, IL	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	May 6, 2014	Nov 6, 2024	no	Glen Ellyn, IL\|WALTHAM, MA\|Huron, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••	C••••••••• F•••••••• N••••••	Dec 31, 2024	May 6, 2014	-3,892	Firm change after gap	Other
C••••••••• F•••••••• N••••••	V•••••• A•••••••• L••	Nov 6, 2024	Nov 1, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
123817:8032:IL:2024-12-31	Dec 31, 2024	May 6, 2014	GLEN ELLYN, IL	Firm change after gap

Relationships

Registered with (4)

→ V•••••• A•••••••• L••Registered adviserregistration: current employment
Nov 1, 2024 to presentfactForm ADV
→ E•••Registered adviserregistration: previous registration
Aug 22, 2001 to Dec 31, 2024factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
May 6, 2014 to Nov 6, 2024factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviser

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
J••••• M•••••• E••••••• left Ek&A for C••••••••• F•••••••• N•••••• (registered 2014-05-06)
Form ADVobserved 7 days ago
Occurred
Nov 6, 2024
Advisor changed firm
J••••• M•••••• E••••••• left C••••••••• F•••••••• N•••••• for V•••••• A•••••••• L•• (registered 2024-11-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:347c0c3c-af78-1798-17cc-62bd9e98cbb0
First observed: Nov 5, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.