DFX Intelligence

W••••• J•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

W••••• J•••• M•••••

Advisor at A••••••••• L•••

Stamford, CT | DARIEN, CT

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Search this name across graphsid dfx:ria:347d5679-0340-7056-2f5a-baa434624453

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• L•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Sep 12, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• L•••	Other adviser	Sep 9, 2020	n/a	yes	DARIEN, CT\|Stamford, CT	Current employment
C••••• S••••• S••••••••• •••• L••	Former SEC adviser	Jan 17, 2003	Dec 19, 2013	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• S••••• S••••••••• •••• L••	A••••••••• L•••	Dec 19, 2013	Sep 9, 2020	2,456	Firm change after gap	Other
P••••••• L••	C••••• S••••• S••••••••• •••• L••	Jan 17, 2003	Jan 17, 2003

Relationships

Registered with (3)

→ A••••••••• L•••Registered adviserregistration: current employment
Sep 9, 2020 to presentfactForm ADV
→ C••••• S••••• S••••••••• •••• L••Registered adviserregistration: previous registration
Jan 17, 2003 to Dec 19, 2013factForm ADV
→ P••••••• L••Registered adviserregistration: previous registration
Jul 25, 2002 to Jan 17, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:347d5679-0340-7056-2f5a-baa434624453
First observed: Jul 25, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.