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Advisor at NEWEDGE ADVISORS
Lafayette, LA | NEW ORLEANS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | Bd affiliated wealth | Dec 3, 2018 | n/a | yes | Lafayette, LA|NEW ORLEANS, LA | Current employment |
| OSAIC INSTITUTIONS, INC. | Bd affiliated wealth | Jul 1, 2016 | Dec 4, 2018 | no | Lafayette, LA|Lafayette, LA | Previous registration |
| ESSEX NATIONAL SECURITIES, INC. | Former SEC adviser | Mar 26, 2013 | Jul 1, 2016 | no | LAFAYETTE, LA|LAFAYETTE, LA|LAFAYETTE, LA|LAFAYETTE, LA|LAFAYETTE, LA|LAFAYETTE, LA|Lafayette, LA | Previous registration |
| CONCOURSE FINANCIAL GROUP ADVISORS | Former SEC adviser | Sep 26, 2005 | Nov 8, 2007 | no | LAFAYETTE, LA|LAFAYETTE, LA|ABBEVILLE, LA|CROWLEY, LA|KAPLAN, LA|LAFAYETTE, LA|LAFAYETTE, LA|RAYNE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC INSTITUTIONS, INC. | NEWEDGE ADVISORS | Dec 4, 2018 | Dec 3, 2018 | -1 | Firm change | Ibd to RIA |
| ESSEX NATIONAL SECURITIES, INC. | OSAIC INSTITUTIONS, INC. | Jul 1, 2016 | Jul 1, 2016 | 0 | Bulk transfer | Other |
| CONCOURSE FINANCIAL GROUP ADVISORS | ESSEX NATIONAL SECURITIES, INC. | Nov 8, 2007 | Mar 26, 2013 | 1,965 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 35371:171351:LA:2018-12-01 | Dec 4, 2018 | Dec 3, 2018 | LAFAYETTE, LA | Firm change |