DFX Intelligence

E•••• J•••••• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

E•••• J•••••• L••

Advisor at S••••••• I••••••••• A•••••••• I•••

Northbrook, IL | PORTLAND, OR

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Search this name across graphsid dfx:ria:3480d68e-7c9c-d91d-bbe4-4ab5888a3e7a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• I••••••••• A•••••••• I•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Dec 22, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• I••••••••• A•••••••• I•••	Other adviser	Jan 6, 2026	n/a	yes	PORTLAND, OR\|Northbrook, IL	Current employment
A••••••• I••••••••• A•••••••• L••	Institutional manager	Nov 21, 2019	Nov 12, 2025	no	Oak Creek, WI\|NEEDHAM, MA\|Buffalo Grove, IL\|Long Lake, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• I••••••••• A•••••••• L••	S••••••• I••••••••• A•••••••• I•••	Nov 12, 2025	Jan 6, 2026	55	Firm change	Other
C••• B•••••••• S•••••••• I•••	A••••••• I••••••••• A•••••••• L••	Aug 7, 2019	Nov 21, 2019

Relationships

Registered with (4)

→ S••••••• I••••••••• A•••••••• I•••Registered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ A••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 21, 2019 to Nov 12, 2025factForm ADV
→ C••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 19, 2013 to Aug 7, 2019factForm ADV
→ A••••••••• I•••

Dated events

Occurred
Nov 12, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3480d68e-7c9c-d91d-bbe4-4ab5888a3e7a
First observed: Mar 30, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.