RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• J•••••• L••
- S••••••• I••••••••• A•••••••• I••• other currentsince Jan 6, 2026 · Portland, Or
- A••••••• I••••••••• A•••••••• L•• institutionalNov 21, 2019 to Nov 12, 2025 · Oak Creek, Wi
- C••• B•••••••• S•••••••• I••• formerNov 19, 2013 to Aug 7, 2019 · Waverly, Ia
- A••••••••• I••• BD affiliatedMar 30, 2010 to Oct 9, 2013 · Concord, Ca
- A••••••• I••••••••• A•••••••• L•• to S••••••• I••••••••• A•••••••• I•••left Nov 12, 2025, registered Jan 6, 2026 (55 days) · Other
- C••• B•••••••• S•••••••• I••• to A••••••• I••••••••• A•••••••• L••left Aug 7, 2019, registered Nov 21, 2019 (106 days) · Other
- A••••••••• I••• to C••• B•••••••• S•••••••• I•••left Oct 9, 2013, registered Nov 19, 2013 (41 days) · Other
- E•••• J•••••• L•• left A••••••• I••••••••• A•••••••• L•• for S••••••• I••••••••• A•••••••• I••• (registered 2026-01-06)Nov 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address