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Advisor at WELLS FARGO ADVISORS
WESTLAKE VILLAGE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Mar 18, 2013 | n/a | yes | WESTLAKE VILLAGE, CA | Current employment |
| DEUTSCHE BANK SECURITIES INC. | No RAUM reported | Jun 12, 2007 | Mar 25, 2013 | no | Los Angeles, CA|LOS ANGELES, CA | Previous registration |
| NORTHERN TRUST SECURITIES, INC | Bd affiliated wealth | Apr 5, 2002 | Jun 11, 2007 | no | LOS ANGELES, CA|LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DEUTSCHE BANK SECURITIES INC. | WELLS FARGO ADVISORS | Mar 25, 2013 | Mar 18, 2013 | -7 | Firm change | Other |
| NORTHERN TRUST SECURITIES, INC | DEUTSCHE BANK SECURITIES INC. | Jun 11, 2007 | Jun 12, 2007 | 1 | Firm change | Other |