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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1bsuccession filed

BRADLEY & COMPANY, LLC

CRD 144903

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:348aba30-7337-e3d1-8628-6bce0bcf89aa

Data as of Mar 7, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 2, 2011 to Mar 7, 2018
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $125MItem 5.F on the latest filing (2018-03-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $96.2M
Private client RAUM: $125MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 813
Individual clients: 29
High net worth clients: 63
SEC number: 801-95175
CRD: 144903
Filings on the tape: 10
First filed: Dec 2, 2011
Latest filed: Mar 7, 2018
Succeeded: a predecessor named on Item 4
Organised: Limited Liability Company, Wyoming

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRADLEY, MICHAEL, DILLINGHAM	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	yes	09/2007	Dec 2, 2011	Mar 7, 2018

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 7, 2018	$125M	$96.2M	2	1	0	n/a	n/a
2016	Mar 15, 2017	$103M	$80.9M	2	1	n/a	n/a	n/a
2015	Mar 14, 2016	$135M	$88.3M	2	1	n/a	n/a	n/a
2011	Mar 28, 2012	$61.3M	$61.3M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$125M	$103M	21.6%	n/a	n/a	2	2	0	n/a

Relationships

Controls (1)

← BRADLEY, MICHAEL, DILLINGHAMOwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Dec 2, 2011 to presentfactForm ADV

Registered with (3)

← MICHAEL DILLINGHAM BRADLEYAdvisorregistration: previous registration
May 17, 2012 to Nov 30, 2018factForm ADV
← HEATHERLYN COREY HYDEAdvisorregistration: previous registration
Mar 4, 2014 to Nov 30, 2018factForm ADV
← TODD EVERETT HURLBUTAdvisorregistration: previous registration
May 17, 2012 to Sep 6, 2012factForm ADV

Dated events

Occurred
Mar 7, 2018
Succession filed (Item 4)
Bradley & Company, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Apr 14, 2015
First Form ADV filing
Bradley & Company, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:348aba30-7337-e3d1-8628-6bce0bcf89aa
First observed: Dec 2, 2011
Last observed: Mar 7, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRADLEY & COMPANY, LLC

CRD 144903

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:348aba30-7337-e3d1-8628-6bce0bcf89aa

Data as of Mar 7, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:05 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRADLEY, MICHAEL, DILLINGHAM

MANAGING MEMBER, CHIEF COMPLIANCE OFFICER

yes

09/2007

Dec 2, 2011

Mar 7, 2018

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 7, 2018

$125M

$96.2M

n/a

2016

Mar 15, 2017

$103M

$80.9M

n/a

2015

Mar 14, 2016

$135M

$88.3M

n/a

2011

Mar 28, 2012

$61.3M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$125M

$103M

21.6%

n/a