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Advisor at PARALLEL ADVISORS, LLC
SAN FRANCISCO, CA | CHARLESTON, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PARALLEL ADVISORS, LLC | Independent wealth | Jan 27, 2016 | n/a | yes | CHARLESTON, SC|SAN FRANCISCO, CA | Current employment |
| BRADLEY & COMPANY, LLC | Former SEC adviser | Mar 4, 2014 | Nov 30, 2018 | no | JACKSON, WY | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Oct 24, 2011 | Jan 17, 2013 | no | PLEASANT HILL, CA | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Jan 5, 2006 | Aug 31, 2011 | no | OKLAHOMA CITY, OK|OKLAHOMA CITY, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BRADLEY & COMPANY, LLC | PARALLEL ADVISORS, LLC | Nov 30, 2018 | Jan 27, 2016 | -1,038 | Firm change after gap | Other |
| MML INVESTORS SERVICES, LLC | BRADLEY & COMPANY, LLC | Jan 17, 2013 | Mar 4, 2014 | 411 | Firm change after gap | Other |
| NFP ADVISOR SERVICES, LLC | MML INVESTORS SERVICES, LLC | Aug 31, 2011 | Oct 24, 2011 | 54 | Firm change | Other |