DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)24 years in industry

TIMOTHY JAMES KOHN

Advisor at CHARLES SCHWAB & CO., INC.

Westlake, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:348c67a2-cbf1-37bc-313d-28524aa90925

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 20, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 20, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S63|S66
First exam: May 6, 2008
First registration: Jun 20, 2002
Dual registered: yes, broker-dealer
Other names: Tim Kohn|Tim J Kohn
IAPD individual key: 4060578

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Mar 10, 2021	n/a	yes	Westlake, TX	Current employment
ARCUS CAPITAL PARTNERS, LLC	Independent wealth	Dec 11, 2019	Feb 5, 2021	no	ATLANTA, GA\|Ankeny, IA	Previous registration
CHARLES SCHWAB INVESTMENT ADVISORY, INC	Former SEC adviser	Feb 22, 2018	Jan 6, 2020	no	Ankeny, IA\|SAN FRANCISCO, CA	Previous registration
THOMASPARTNERS, INC.	Former SEC adviser	May 8, 2017	Mar 30, 2018	no	Ankeny, IA\|BOSTON, MA	Previous registration
WINDHAVEN INVESTMENT MANAGEMENT, INC.	Former SEC adviser	Mar 7, 2011	Mar 30, 2018	no	INDIANAPOLIS, IN\|ANKENY, IA\|BOSTON, MA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jun 4, 2008	Mar 14, 2011	no	ENGLEWOOD, CO\|ENGLEWOOD, CO\|FISHERS (INDIANAPOLIS), IN\|FISHERS (INDIANAPOLIS), IN\|INDIANAPOLIS, IN	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jun 20, 2002	Aug 4, 2005	no	ENGLEWOOD, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARCUS CAPITAL PARTNERS, LLC	CHARLES SCHWAB & CO., INC.	Feb 5, 2021	Mar 10, 2021	33	Firm change	RIA to ibd
CHARLES SCHWAB INVESTMENT ADVISORY, INC	ARCUS CAPITAL PARTNERS, LLC	Jan 6, 2020	Dec 11, 2019	-26	Firm change	RIA to RIA
THOMASPARTNERS, INC.	CHARLES SCHWAB INVESTMENT ADVISORY, INC	Mar 30, 2018	Feb 22, 2018	-36	Channel change	Other
WINDHAVEN INVESTMENT MANAGEMENT, INC.	THOMASPARTNERS, INC.	Mar 30, 2018	May 8, 2017	-326	Channel change	Other
CHARLES SCHWAB & CO., INC.	WINDHAVEN INVESTMENT MANAGEMENT, INC.	Mar 14, 2011	Mar 7, 2011	-7	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
104966:151739:MA:2018-03-30	Mar 30, 2018	Feb 22, 2018	BOSTON, MA	Firm change after gap
155138:104966:MA:2018-03-30	Mar 30, 2018	May 8, 2017	BOSTON, MA	Firm change after gap

Relationships

Registered with (5)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jun 4, 2008 to Mar 14, 2011factForm ADV
→ ARCUS CAPITAL PARTNERS, LLCRegistered adviserregistration: previous registration
Dec 11, 2019 to Feb 5, 2021factForm ADV
→ CHARLES SCHWAB INVESTMENT ADVISORY, INCRegistered adviserregistration: previous registration
Feb 22, 2018 to Jan 6, 2020factForm ADV
→ THOMASPARTNERS, INC.Registered adviserregistration: previous registration
May 8, 2017 to Mar 30, 2018factForm ADV
→ WINDHAVEN INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
Mar 7, 2011 to Mar 30, 2018factForm ADV

Dated events

No dated event names this entity yet.