DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Timothy James Kohn
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Tim Kohn
At current firm
5 y
since Mar 10, 2021
In the industry
24 y
since Jun 20, 2002 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince Mar 10, 2021 · Westlake, Tx
- Arcus Capital Partners, LLC independent RIADec 11, 2019 to Feb 5, 2021 · Atlanta, Ga
- Charles Schwab Investment Advisory, Inc formerFeb 22, 2018 to Jan 6, 2020 · Ankeny, Ia
- Thomaspartners, Inc. formerMay 8, 2017 to Mar 30, 2018 · Ankeny, Ia
- Windhaven Investment Management, Inc. formerMar 7, 2011 to Mar 30, 2018 · Indianapolis, In
- Charles Schwab & Co., Inc. national BDJun 4, 2008 to Mar 14, 2011 · Englewood, Co
- Charles Schwab & Co., Inc. national BDJun 20, 2002 to Aug 4, 2005 · Englewood, Co
Moves
a registration end followed by a registration begin elsewhere
- Arcus Capital Partners, LLC to Charles Schwab & Co., Inc.left Feb 5, 2021, registered Mar 10, 2021 (33 days) · RIA to affiliated broker-dealer or bank
- Charles Schwab Investment Advisory, Inc to Arcus Capital Partners, LLCleft Jan 6, 2020, registered Dec 11, 2019 (-26 days) · RIA to RIA
- Thomaspartners, Inc. to Charles Schwab Investment Advisory, Incleft Mar 30, 2018, registered Feb 22, 2018 (-36 days) · channel change inside one enterprise, not a move · moved with a team
- Windhaven Investment Management, Inc. to Thomaspartners, Inc.left Mar 30, 2018, registered May 8, 2017 (-326 days) · channel change inside one enterprise, not a move · moved with a team
- Charles Schwab & Co., Inc. to Windhaven Investment Management, Inc.left Mar 14, 2011, registered Mar 7, 2011 (-7 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address