DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at KING WEALTH MANAGEMENT GROUP, LLC
Saratoga Springs, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KING WEALTH MANAGEMENT GROUP, LLC | Independent wealth | May 30, 2021 | n/a | yes | Saratoga Springs, NY | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Mar 7, 2013 | no | SARATOGA SPRINGS, NY | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Oct 19, 2007 | Jun 1, 2009 | no | SARATOGA SPRINGS, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | KING WEALTH MANAGEMENT GROUP, LLC | Mar 7, 2013 | May 30, 2021 | 3,006 | Firm change after gap | Wirehouse to RIA |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |