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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

KING WEALTH MANAGEMENT GROUP, LLC

CRD 159550

SARATOGA SPRINGS, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d1cef31c-556e-c166-2dcd-d261b0d80d68

Data as of Jan 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 2
On other graphs: 0
Observed: Jan 4, 2012 to Jan 27, 2026
54 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-01-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $1.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $120Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 8
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,894
Individual clients: 460
High net worth clients: 248
Custody, client assets: $287M
SEC number: 801-73023
CRD: 159550
Filings on the tape: 54
First filed: Jan 4, 2012
Latest filed: Jan 27, 2026
Organised: Limited Liability Company, DE
Website: kingwealthmanagementgroup.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
LAWRENCE EDGAR KING	n/a	SARATOGA SPRINGS, NY \| Bonita Springs, FL	5	36	1	no
KENNETH JORMA TERPENING	Certified Financial Planner	Saratoga Springs, NY	5	20	2	no
MICHELE MARIE MARTIN	n/a	Saratoga Springs, NY	5	22	2	no
DANIEL PAUL GALE	n/a	Saratoga Springs, NY	5	26	1	no
JANE MARIE QUINN	n/a	SARATOGA SPRINGS, NY	5	31	1	no
Sean Bradley Moynahan	Certified Financial Planner	Saratoga Springs, NY	4	16	n/a	no
PATRICIA MARIE WALTON	n/a	SARATOGA SPRINGS, NY	2	17	2	no
JOLYN CONWAY SWEET	n/a	SARATOGA SPRINGS, NY	1	20	n/a	no
NATHANIEL JAN KING	n/a	SARATOGA SPRINGS, NY	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GALE, DANIEL, PAUL	VICE PRESIDENT	Na	yes	02/2012	Jan 27, 2026	Jan 27, 2026
King, Sally, A	Treasurer	Na	yes	01/2015	Jan 27, 2026	Jan 27, 2026
QUINN, JANE, MARIE	Secretary	Na	yes	01/2015	Jan 27, 2026	Jan 27, 2026
KING, LAWRENCE, EDGAR	PRESIDENT/CCO	E	yes	02/2012	Feb 3, 2012	Apr 2, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SARATOGA SPRINGS	NY	United States	5	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 27, 2026	$1.1B	$1.1B	8	8	2	n/a	n/a
2024	Jan 20, 2025	$931M	$923M	7	7	1	n/a	n/a
2023	Jan 12, 2024	$751M	$740M	8	7	10	n/a	n/a
2022	Jan 9, 2023	$633M	$623M	8	7	8	n/a	n/a
2021	Jan 13, 2022	$726M	$715M	8	7	7	n/a	n/a
2020	Feb 11, 2021	$620M	$604M	7	6	5	n/a	n/a
2019	Mar 10, 2020	$554M	$537M	7	6	0	n/a	n/a
2018	Feb 5, 2019	$439M	$430M	8	6	0	n/a	n/a
2017	Feb 8, 2018	$410M	$398M	9	6	0	n/a	n/a
2016	Feb 10, 2017	$346M	$335M	7	6	n/a	n/a	n/a
2015	Feb 24, 2016	$290M	$260M	6	5	n/a	n/a	n/a
2014	Feb 19, 2015	$650M	$250M	7	5	n/a	n/a	n/a
2013	Feb 4, 2014	$1.6B	$230M	8	6	n/a	n/a	n/a
2012	Feb 22, 2013	$1.5B	$205M	5	4	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$931M	16.4%	$633M	19.6%	8	7	2	1

Relationships

Registered with (9)

← NATHANIEL JAN KINGAdvisorregistration: current employment
Jun 18, 2026 to presentfactForm ADV
← JOLYN CONWAY SWEETAdvisorregistration: current employment
Apr 7, 2025 to presentfactForm ADV
← PATRICIA MARIE WALTONAdvisorregistration: current employment
Oct 12, 2023 to presentfactForm ADV
← Sean Bradley MoynahanAdvisorregistration: current employment
Nov 1, 2021 to presentfactForm ADV
← JANE MARIE QUINNAdvisorregistration: current employment
Aug 9, 2021 to presentfactForm ADV
← MICHELE MARIE MARTINAdvisorregistration: current employment
May 30, 2021 to presentfactForm ADV
← DANIEL PAUL GALEAdvisorregistration: previous registration
Jun 30, 2014 to Dec 31, 2018factForm ADV
← KENNETH JORMA TERPENINGAdvisorregistration: current employment
May 24, 2021 to presentfactForm ADV
← LAWRENCE EDGAR KINGAdvisorregistration: previous registration
Jun 30, 2014 to Dec 31, 2018factForm ADV

Controls (4)

← QUINN, JANE, MARIEOwnerSECRETARY, ownership code NA, individual
Feb 24, 2016 to Apr 2, 2024factForm ADV
← KING, LAWRENCE, EDGAROwnerPRESIDENT/CCO, ownership code E, individual
Feb 3, 2012 to Apr 2, 2024factForm ADV
← GALE, DANIEL, PAULOwnerVICE PRESIDENT, ownership code NA, individual
Feb 3, 2012 to Apr 2, 2024factForm ADV
← King, Sally, AOwnerTREASURER, ownership code NA, individual
Feb 24, 2016 to Apr 2, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 10, 2020
Regulatory AUM changed
King Wealth Management Group, Llc reported RAUM $554.3M, up 26% from $439.0M (2019-09-20 to 2020-03-10)
Form ADVobserved 4 days ago
$115M

Show 1 bookkeeping events

Occurred
Mar 29, 2024
King Wealth Management Group, Llc reported 1 offices beyond its principal office, down from 10 (2024-02-20 to 2024-03-29)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d1cef31c-556e-c166-2dcd-d261b0d80d68
First observed: Jan 4, 2012
Last observed: Jan 27, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KING WEALTH MANAGEMENT GROUP, LLC

CRD 159550

SARATOGA SPRINGS, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d1cef31c-556e-c166-2dcd-d261b0d80d68

Data as of Jan 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LAWRENCE EDGAR KING

n/a

SARATOGA SPRINGS, NY | Bonita Springs, FL

KENNETH JORMA TERPENING

Certified Financial Planner

Saratoga Springs, NY

MICHELE MARIE MARTIN

n/a

Saratoga Springs, NY

DANIEL PAUL GALE

n/a

Saratoga Springs, NY

JANE MARIE QUINN

n/a

SARATOGA SPRINGS, NY

Sean Bradley Moynahan

Certified Financial Planner

Saratoga Springs, NY

n/a

PATRICIA MARIE WALTON

n/a

SARATOGA SPRINGS, NY

JOLYN CONWAY SWEET

n/a

SARATOGA SPRINGS, NY

n/a

NATHANIEL JAN KING

n/a

SARATOGA SPRINGS, NY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GALE, DANIEL, PAUL

VICE PRESIDENT

yes

02/2012

Jan 27, 2026

King, Sally, A

Treasurer

yes

01/2015

Jan 27, 2026

QUINN, JANE, MARIE

Secretary

yes

01/2015

Jan 27, 2026

KING, LAWRENCE, EDGAR

PRESIDENT/CCO

yes

02/2012

Feb 3, 2012

Apr 2, 2024

City

State

Country

Employees

Also broker-dealer

SARATOGA SPRINGS

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 27, 2026

$1.1B

n/a

2024

Jan 20, 2025

$931M

$923M

n/a

2023

Jan 12, 2024

$751M

$740M

n/a

2022

Jan 9, 2023

$633M

$623M

n/a

2021

Jan 13, 2022

$726M

$715M

n/a

2020

Feb 11, 2021

$620M

$604M

n/a

2019

Mar 10, 2020

$554M

$537M

n/a

2018

Feb 5, 2019

$439M

$430M

n/a

2017

Feb 8, 2018

$410M

$398M

n/a

2016

Feb 10, 2017

$346M

$335M

n/a

2015

Feb 24, 2016

$290M

$260M

n/a

2014

Feb 19, 2015

$650M

$250M

n/a

2013

Feb 4, 2014

$1.6B

$230M

n/a

2012

Feb 22, 2013

$1.5B

$205M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$931M

16.4%

$633M

19.6%