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RIA / WealthAdvisor26 years in industry

NALIN BHATT

Advisor at FIREPLACE FINANCIAL INC

MURRIETA, CA

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Search this name across graphsid dfx:ria:3491004a-6da2-3b8f-5172-2f2cc99d0b85

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 26, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIREPLACE FINANCIAL INC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Nov 21, 2003
First registration: May 26, 2004
Dual registered: no
IAPD individual key: 4697755

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIREPLACE FINANCIAL INC	State registered	Mar 2, 2021	n/a	yes	MURRIETA, CA	Current employment
STONEX ADVISORS INC.	Bd affiliated wealth	Dec 6, 2019	Mar 3, 2021	no	BIRMINGHAM, AL	Previous registration
QUEST CAPITAL STRATEGIES, INC.	Former SEC adviser	Jan 7, 2008	Dec 6, 2019	no	LAGUNA HILLS, CA\|MURRIETA, CA\|LAGUNA HILLS, CA	Previous registration
OSAIC FS, INC.	Former SEC adviser	Jun 2, 2005	Jul 31, 2007	no	LA HABRA, CA\|LA HABRA, CA	Previous registration
GOLD COAST SECURITIES, INC.	Former SEC adviser	May 26, 2004	Jun 17, 2005	no	LA HABRA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STONEX ADVISORS INC.	FIREPLACE FINANCIAL INC	Mar 3, 2021	Mar 2, 2021	-1	Firm change	Ibd to state RIA
QUEST CAPITAL STRATEGIES, INC.	STONEX ADVISORS INC.	Dec 6, 2019	Dec 6, 2019	0	Bulk transfer	RIA to ibd
OSAIC FS, INC.	QUEST CAPITAL STRATEGIES, INC.	Jul 31, 2007	Jan 7, 2008	160	Firm change	Other
GOLD COAST SECURITIES, INC.	OSAIC FS, INC.	Jun 17, 2005	Jun 2, 2005	-15	Firm change	Other

Relationships

Registered with (5)

→ FIREPLACE FINANCIAL INCRegistered adviserregistration: current employment
Mar 2, 2021 to presentfactForm ADV
→ STONEX ADVISORS INC.Registered adviserregistration: previous registration
Dec 6, 2019 to Mar 3, 2021factForm ADV
→ QUEST CAPITAL STRATEGIES, INC.Registered adviserregistration: previous registration
Jan 7, 2008 to Dec 6, 2019factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Jun 2, 2005 to Jul 31, 2007factForm ADV
→ GOLD COAST SECURITIES, INC.Registered adviserregistration: previous registration
May 26, 2004 to Jun 17, 2005factForm ADV

Dated events

No dated event names this entity yet.