DFX Intelligence

A•••••• A•••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserOther adviserSEC registeredRAUM 1b 10b

A•••••• A•••• M•••••••••

A•••••• A•••• M••••••••• (AUSTRALIA) L••••••, CRD 322795

SYDNEY , NSW

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Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 11
On other graphs: 0
Observed: Jul 27, 2022 to Mar 27, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.26 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $5.7B••• Locked
Discretionary RAUM: $5.7B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 19

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• A•••• M•••••••••	SOLE HOLDER OF CLASS A INTERESTS OF THE REGISTRANT	E	yes	05/2005	Jul 27, 2022	Mar 28, 2024
A•••••• K••• G• L••	G•••••• P•••••• O•••••••• K••• L•	F	yes	12/2007	Jul 27, 2022	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••••• A•••• M••••••••• L••	n/a	Other adviser	$177B	Y	yes	n/a
A•••••• A•••• M••••••••• ••••••••• P•• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.7B	$4.3B	32.1%	$3.5B	17.8%	19	19	0	0

Relationships

Affiliated with (2)

← A•••••• A•••• M•••••••••Registered adviserother investment adviser, common control
factForm ADV
→ A•••••• A•••• M•••••••••Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV

Controls (13)

← A•••••• A•••• M•••••••••OwnerSOLE HOLDER OF CLASS A INTERESTS OF THE REGISTRANT, ownership code E, domestic entity
Jul 27, 2022 to Mar 28, 2024factForm ADV
← N•••• T•••••••• W•

Dated events

Order

Occurred
27 Mar 2026
Regulatory AUM changed
••• Locked
Form ADV
$1.4B
Occurred
27 Mar 2026
Ria indirect owner change6 events
A•••••• A•••• M•••••••••: ria indirect owner change, 6 events, on 27 Mar 2026
- ••• Locked
- ••• Locked
- ••• Locked
Occurred
21 Feb 2024
Control person joined2 events
A•••••• A•••• M•••••••••: control person joined, 2 events, on 21 Feb 2024
- ••• Locked
- ••• Locked
Occurred
19 Jan 2024
Control person left
••• Locked
Form ADV
Occurred
27 Jul 2022
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 27, 2022
Last observed: Mar 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 13 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S•••••• G••••••• M•••• T••••••	CEO AND DIRECTOR	Na	yes	05/2022	Jul 27, 2022	Mar 28, 2024
V•••••••• A••••••••	Director	Na	yes	02/2024	Feb 21, 2024	Mar 28, 2024
Y••••• K••••••••• L•••••	Director	Na	yes	07/2017	Jul 27, 2022	Mar 28, 2024